Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Thomas Auriemma Jr.MML Investors Services, LLCEquity Services, Inc.07-08-2019
Eric Paul LovasMML Investors Services, LLCWells Fargo Clearing Services, LLC$5001-03-2019
Steven Adam CohenMML Investors Services, LLCJ.P. Morgan Securities LLC$103-09-2018
Keith Jonathan WaldmanMML Investors Services, LLCPrincipal Securities, Inc.10-06-2017
Adam Alan RothmanMML Investors Services, LLCAllstate Financial Services, LLC06-20-2017
Timothy Daniel StevensonMML Investors Services, LLCPark Avenue Securities LLC02-01-2017
Michael Francis DilorenzoMML Investors Services, LLCOneAmerica Securities, Inc.01-12-2017
Norman James De AngelisMML Investors Services, LLCAmeriprise Financial Services, Inc.11-02-2016
Michael Robert GalluzzoMML Investors Services, LLCPark Avenue Securities LLC10-20-2016
Jonathan P WorobowMML Investors Services, LLCPark Avenue Securities LLC10-29-2015
Steven Dennis RandallMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-14-2015
Christopher Michael YoungMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-09-2015
Daryl Leslie WorobowMML Investors Services, LLCPark Avenue Securities LLC09-08-2015
Robert Alan Lockery Jr.MML Investors Services, LLCPark Avenue Securities LLC08-13-2015
Nolan Charles ClearyMML Investors Services, LLCPark Avenue Securities LLC07-27-2015
Raymond Joseph Kubick Jr.MML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-11-2015
Christopher C WolffMML Investors Services, LLCAltium Wealth Management LLC04-17-2015
Russell L PhippsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-15-2015
Michael Keith StacyMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-09-2015
Christopher Michael DerhamMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-06-2015
Eugene Robert FrostMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-06-2015
Francis R LynchMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$5004-06-2015
Zakary CiancioloMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-06-2015
Joshua ZelemMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-31-2015
Thomas Aquinas MartinMML Investors Services, LLCNYLIFE Securities LLC02-12-2015
Next Page »

Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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