Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Alan RothmanMML Investors Services, LLCAllstate Financial Services, LLC06-20-2017
Christopher C WolffMML Investors Services, LLCAltium Wealth Management LLC04-17-2015
Andrew Gerard WhiteMML Investors Services, LLCAmeriprise Financial Services, LLC12-12-2016
Norman James De AngelisMML Investors Services, LLCAmeriprise Financial Services, LLC11-02-2016
Carlo Joseph Marano Jr.MML Investors Services, LLCAXA Advisors, LLC12-08-2010
Samuel E BarberMML Investors Services, LLCAXA Advisors, LLC08-10-2009
Timothy David O'ConnellMML Investors Services, LLCDRU Stock, Inc.06-08-2011
Nicholas Thomas Auriemma Jr.MML Investors Services, LLCEquity Services, Inc.07-08-2019
Scott Alan JosephMML Investors Services, LLCFidelity Brokerage Services LLC08-10-2009
Eric James BergennMML Investors Services, LLCForesters Financial Services, Inc.10-25-2018
Jonathan Scott GruberMML Investors Services, LLCHooker & Holcombe Investment Advisors, Inc.04-02-2018
Steven Adam CohenMML Investors Services, LLCJ.P. Morgan Securities LLC03-09-2018
Andrew CwiklaMML Investors Services, LLCKestra Investment Services, LLC07-24-2012
Steven Gerald ShepardMML Investors Services, LLCLincoln Financial Securities Corporation$10001-31-2019
Kevin Michael MurrayMML Investors Services, LLCMoney Concepts Capital Corp11-19-2019
Alan Richard StreiterMML Investors Services, LLCMorgan Joseph TriArtisan LLC02-07-2012
John Edmund NeenanMML Investors Services, LLCMorgan Stanley06-14-2012
Daniel GeigerMML Investors Services, LLCNew England Securities10-14-2013
Scott Alan GeigerMML Investors Services, LLCNew England Securities10-11-2013
Robert Vincent MaloneyMML Investors Services, LLCNew England Securities09-12-2011
Matthew James GillerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-02-2020
Neil Edward GronowetterMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-16-2018
Steven Dennis RandallMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-14-2015
Christopher Michael YoungMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-09-2015
Raymond Joseph Kubick Jr.MML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-11-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.