Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Colby James KyleMML Investors Services, LLCNYLIFE Securities LLC05-20-2020
Frank DigregorioMML Investors Services, LLCAllstate Financial Services, LLC05-05-2020
Matthew James GillerMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-02-2020
Eric Winston IseleyMML Investors Services, LLCPruco Securities, LLC.12-10-2019
Dhilan N ShahMML Investors Services, LLCPruco Securities, LLC.11-15-2019
Michael GaliettaMML Investors Services, LLCPruco Securities, LLC.07-15-2019
Nicholas Thomas Auriemma JrMML Investors Services, LLCEquity Services, Inc.07-08-2019
Daniel Carl SwansonMML Investors Services, LLCWoodbury Financial Services, Inc.06-25-2019
Eric Alan KrauseMML Investors Services, LLCPruco Securities, LLC.05-06-2019
Steven Gerald ShepardMML Investors Services, LLCLincoln Financial Securities Corporation$10001-31-2019
Eric Paul LovasMML Investors Services, LLCWells Fargo Clearing Services, LLC$5001-03-2019
Raymond Philip BlanarMML Investors Services, LLCNYLIFE Securities LLC12-06-2018
Eric James BergennMML Investors Services, LLCForesters Financial Services, Inc.10-25-2018
Theodore Alphonse Boulay JrMML Investors Services, LLCVoya Financial Advisors, Inc.09-13-2018
Christopher E TormeyMML Investors Services, LLCPark Avenue Securities LLC$20008-16-2018
William Deane BishopMML Investors Services, LLCNYLIFE Securities LLC04-23-2018
Jonathan Scott GruberMML Investors Services, LLCHooker & Holcombe Investment Advisors, Inc.04-02-2018
Steven Adam CohenMML Investors Services, LLCJ.P. Morgan Securities LLC03-09-2018
Keith Jonathan WaldmanMML Investors Services, LLCPrincipal Securities, Inc.10-06-2017
Jonathan P WorobowMML Investors Services, LLCPark Avenue Securities LLC10-29-2015
Steven Dennis RandallMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-14-2015
Christopher Michael YoungMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-09-2015
Nolan Charles ClearyMML Investors Services, LLCPark Avenue Securities LLC07-27-2015
Raymond Joseph Kubick JrMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-11-2015
Christopher Michael DerhamMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC04-06-2015
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.