Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Paul LovasMML Investors Services, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50001-03-2019
Francis R LynchMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$50004-06-2015
Jonathan Bogin LevineMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$50004-10-2013
Alan Richard StreiterMML Investors Services, LLCMorgan Joseph TriArtisan LLC$50002-07-2012
Robert Vincent MaloneyMML Investors Services, LLCNew England Securities$50009-12-2011
Robert Alan Lockery Jr.MML Investors Services, LLCPark Avenue Securities LLC$25008-13-2015
Christopher Evan TormeyMML Investors Services, LLCPark Avenue Securities LLC$20008-16-2018
Timothy Daniel StevensonMML Investors Services, LLCPark Avenue Securities LLC$15002-01-2017
Daniel GeigerMML Investors Services, LLCNew England Securities$15010-14-2013
Adam Alan RothmanMML Investors Services, LLCAllstate Financial Services, LLC$10506-20-2017
Steven Gerald ShepardMML Investors Services, LLCLincoln Financial Securities Corporation$10001-31-2019
Mieczyslaw CiszkowskiMML Investors Services, LLCPruco Securities, LLC.$10006-07-2018
Jonathan Scott GruberMML Investors Services, LLCHooker & Holcombe Investment Advisors, Inc.$10004-02-2018
Steven Adam CohenMML Investors Services, LLCJ.P. Morgan Securities LLC$10003-09-2018
Neil Edward GronowetterMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10001-16-2018
Andrew Gerard WhiteMML Investors Services, LLCAmeriprise Financial Services, Inc.$10012-12-2016
Curt GiacobbeMML Investors Services, LLCNYLIFE Securities LLC$10003-15-2012
Daniel Owen ChericoMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC$10003-15-2012
Kevin Michael MurrayMML Investors Services, LLCMoney Concepts Capital Corp11-19-2019
Dhilan ShahMML Investors Services, LLCPruco Securities, LLC.11-15-2019
Michael GaliettaMML Investors Services, LLCPruco Securities, LLC.07-15-2019
Nicholas Thomas Auriemma Jr.MML Investors Services, LLCEquity Services, Inc.07-08-2019
Eric Alan KrauseMML Investors Services, LLCPruco Securities, LLC.05-06-2019
Raymond Philip BlanarMML Investors Services, LLCNYLIFE Securities LLC12-06-2018
Eric James BergennMML Investors Services, LLCForesters Financial Services, Inc.10-25-2018
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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