Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Forrest CloseMerrill Lynch, Pierce, Fenner & Smith IncorporatedAlternative Access Capital, LLC05-29-2015
Lee PoulisMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC10-25-2017
Philip GottlickMerrill Lynch, Pierce, Fenner & Smith IncorporatedCarolina Capital Markets, Inc.$5007-27-2009
Denise CrispinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedChase Investment Services Corp.07-25-2011
Lisa B SimonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5001-03-2012
Brendan C PerkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15001-08-2009
Matthew Scott TashjianMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15001-02-2009
Anisa GjermeniMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.10-01-2019
David SterlingMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC09-17-2015
Kelsey Ann MerrittMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC11-02-2015
David Nathan SterlingMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC09-17-2015
Joseph Randall KemkaMerrill Lynch, Pierce, Fenner & Smith IncorporatedDeutsche Bank Securities Inc.06-22-2015
Alexander FischmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedDinosaur Financial Group, L.L.C07-25-2016
Douglas Fenton Ouellette JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedEagle Strategies LLC09-23-2020
Marlene Andrea Raffington LambertMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-12-2018
Todd Mccabe ODonnellMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC01-21-2020
Jerry R Sneed IiiMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC03-29-2018
Clark E GilesMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC03-22-2016
Carrie ONeilMerrill Lynch, Pierce, Fenner & Smith IncorporatedEssex Financial Services, Inc.08-16-2010
Michael F PearsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC06-30-2011
Dennis MurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedForesters Financial Services, Inc.06-03-2014
Victoria Jackoboice MathewsMerrill Lynch, Pierce, Fenner & Smith IncorporatedGoldman Sachs & Co.06-17-2020
Lateisha Jack DenikeMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-06-2019
John James FioreMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-02-2019
Qasim KhanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-20-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.