Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Theodore Samuel RomanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWright Private Asset Management LLC04-01-2016
Diane Helena TimpanyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWright Investors Service Inc03-14-2014
Brandon Christopher PhelpsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-17-2018
Joseph Philip AndrianoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-10-2017
Richard Donald SklenkaMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-30-2017
Timothy E. Knapp Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-27-2016
Radim KunzMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-29-2016
Kathryn ElliottMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-11-2015
Stacy Lynn BoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10006-09-2015
Samuel Elias KaplowitzMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-22-2012
Lori Ann DossantosMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-23-2012
Thomas Manning FoxMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-18-2012
Peter Whitney MurphyMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$10011-28-2011
Alan Charles GreenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$20010-22-2010
Frank Clinton Rogers IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5008-14-2009
Dana Lawrence QuinnMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed07-27-2012
Mark Andrew NastriMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed09-23-2010
Michael John RobinsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedVoya Financial Advisors, Inc.07-25-2011
Christopher Wayne Kwame ClarkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedVirtus Investment Advisers, Inc.10-21-2015
John Charles Campeau Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5011-30-2017
Rhonda Lynette Lisbon-KendallMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-30-2017
Shepard Tuttle StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-30-2017
Deborah W. BriskinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$2510-12-2015
Christopher T. ShakerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-22-2015
Daniel Arthur WebbMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$10008-07-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.