Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David SterlingMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC09-17-2015
Deborah Briskin Chris Underhill Brian BelakMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-15-2015
Michael CirulloMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$14309-27-2011
Douglas Fenton Ouellette JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedEagle Strategies LLC09-23-2020
Victoria Jackoboice MathewsMerrill Lynch, Pierce, Fenner & Smith IncorporatedGoldman Sachs & Co.06-17-2020
Guillermo Alejandro RoblesMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-12-2020
Andrea MatiMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC03-02-2020
Todd Mccabe ODonnellMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC01-21-2020
William R RobinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.01-06-2020
Susananne M BaileyMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Securities Corporation12-09-2019
Lateisha Jack DenikeMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-06-2019
tina m gundersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-08-2019
Morgan Joan DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-07-2019
Judith Johanna FrostMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-25-2019
Lindsay M HillasMerrill Lynch, Pierce, Fenner & Smith IncorporatedNorthwestern Mutual Investment Services, LLC10-14-2019
Anisa GjermeniMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.10-01-2019
Maurice Adrian Gustav StuderMerrill Lynch, Pierce, Fenner & Smith IncorporatedLaidlaw & Company (UK) Ltd.08-15-2019
John James FioreMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-02-2019
Lukasz G JankoMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC03-25-2019
Roberto Rabassa JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedKey Investment Services LLC01-02-2019
Robert Matthew Halbert JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC10-04-2018
Marlene Andrea Raffington LambertMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-12-2018
Frederick ConditMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC08-22-2018
BRANDON Christopher PHELPSMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-17-2018
Maureen OConner ZavatoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-04-2018
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Showing 1 to 25 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.