Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gerald Raymond Alena Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedJohn Hancock Distributors LLC12-06-2018
Frederick Condit Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC08-22-2018
Brandon Christopher PhelpsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-17-2018
Stacia Magdalene MorrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedTransamerica Financial Advisors, Inc08-09-2018
Maureen O'Conner ZavatoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-04-2018
Jerry R. SneedMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-29-2018
Francis McKiernanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-29-2018
Thomas Aurelio D'AvanzoMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.01-10-2018
Shepard Tuttle StevensMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-30-2017
Joseph Philip AndrianoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-10-2017
Wesley Ryan NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.10-24-2017
Eileen Robin FrohmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJohn Hancock Funds, LLC07-31-2017
Qasim KhanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-20-2017
Bryan Robert SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC04-24-2017
Ravin K WaltersMerrill Lynch, Pierce, Fenner & Smith IncorporatedCharles Schwab & Co., Inc.01-03-2017
Drew M. IacovazziMerrill Lynch, Pierce, Fenner & Smith IncorporatedM Holdings Securities, Inc.10-28-2016
Brett Andrew PetersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedSentry Equity Services, Inc.09-12-2016
Caryn Rita HalbrechtMerrill Lynch, Pierce, Fenner & Smith IncorporatedPrivate Advisor Group, LLC08-31-2016
Timothy E. Knapp Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC07-27-2016
Patrick T. MasseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley Distribution, Inc.07-01-2016
Dmitry A IsenbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-10-2016
Theodore Samuel RomanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWright Private Asset Management LLC04-01-2016
Clark E GilesMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-22-2016
Christopher Wayne Kwame ClarkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedVP Distributors LLC10-21-2015
Deborah Briskin, Chris Underhill, Brian BelakMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc. Inc.10-15-2015
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Showing 1 to 25 of 110 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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