Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James MunroMorgan StanleyAXA Advisors, LLC10-22-2018
Christopher Jacob DibbleMorgan StanleyCharles Schwab & Co., Inc.09-27-2018
Louis Ernest RizzoMorgan StanleyAXA Advisors, LLC$5009-27-2018
Corey James SeaquistMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2018
William Bertalin Walsh IIIMorgan StanleyCantor Fitzgerald & Co.01-29-2018
Robert Evan HillMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-31-2017
Ryan James BirgeMorgan StanleyRBC Capital Markets, LLC08-31-2017
Abby Wolman McelroyMorgan StanleyRBC Capital Markets, LLC$10008-30-2017
Eric P DrakeMorgan StanleyWells Fargo Clearing Services, LLC$2507-20-2017
George Martin SeilerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-16-2017
Michael Thomas LangloisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$106-16-2017
Sun Ho MaMorgan StanleyWaddell & Reed06-12-2017
Ross Weller GallowayMorgan StanleyJanney Montgomery Scott LLC$5005-26-2017
Stacy Lee CapobiancoMorgan StanleyJanney Montgomery Scott LLC05-26-2017
Donald J. SelingerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$105-05-2017
Peter Latham FerdinandMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2017
Petr Andreas ThorsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-05-2017
Sara A ThorsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2017
Christopher Scott RichardsMorgan StanleyBTIG, LLC12-14-2016
James L BilecaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$8611-16-2016
Nisha B ChisenaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15810-21-2016
Philip Homer Peters IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2110-21-2016
Brian Joseph DonovanMorgan StanleyFidelity Brokerage Services LLC10-20-2016
Adrienne Michelle OsorioMorgan StanleyOppenheimer & Co. Inc.07-13-2016
Andrew Ernest SimmonsMorgan StanleyCitizens Securities, Inc.05-02-2016
Next Page »

Showing 1 to 25 of 109 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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