Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lewis Lee KasowitzMorgan StanleyA.G.P / Alliance Global Partners07-19-2013
Leslie Byron WilliamsMorgan StanleyAmeriprise Financial Services, LLC$1012-13-2013
Timothy Williams CorwinMorgan StanleyAmeriprise Financial Services, LLC10-27-2011
James MunroMorgan StanleyAXA Advisors, LLC10-22-2018
Louis Ernest RizzoMorgan StanleyAXA Advisors, LLC$5009-27-2018
Anson Trent HarrisMorgan StanleyAXA Advisors, LLC04-11-2011
David Alan LevineMorgan StanleyCambridge Investment Research, Inc.03-16-2015
William Brewster Budd Jr.Morgan StanleyCF Global Trading, LLC11-21-2011
Christopher Jacob DibbleMorgan StanleyCharles Schwab & Co., Inc.09-27-2018
Adam Patrick LeapleyMorgan StanleyChase Investment Services Corp.$15001-14-2011
Jennifer L. HradekMorgan StanleyChase Investment Services Corp.01-14-2011
Terrence Devone Jennings Jr.Morgan StanleyCitizens Securities, Inc.03-11-2014
Sean Matthew ScrabaMorgan StanleyCoburn & Meredith, Inc.09-07-2010
Maria Rose LaviolaMorgan StanleyDavid Lerner Associates, Inc.03-07-2014
Robert Charles LavinMorgan StanleyDeutsche Bank Securities Inc.02-24-2016
Andrew Scott CorpuelMorgan StanleyEdward Jones05-01-2013
James HuntMorgan StanleyEquity Services, Inc.09-28-2015
Brian Joseph DonovanMorgan StanleyFidelity Brokerage Services LLC10-20-2016
Jason Douglas BoothroydMorgan StanleyFidelity Brokerage Services LLC$5008-31-2009
Maureen O'Conner ZavatoneMorgan StanleyFisher Investments08-04-2015
Christina Marie GenerosoMorgan StanleyForeside Fund Services, LLC11-09-2015
Amy MooneyMorgan StanleyG.Research, LLC01-28-2015
Harrison Lloyd BaumanMorgan StanleyHartfield, Titus & Donnelly, LLC10-28-2011
Jason Gerald MedvecMorgan StanleyHIMCO Distribution Services Company12-14-2009
Spencer J. BradyMorgan StanleyInvestors Capital Corp.02-22-2013
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Showing 1 to 25 of 133 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.