Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan LakeMorgan StanleyRBC Capital Markets, LLC09-13-2011
Thomas CagganelloMorgan StanleyWells Fargo Clearing Services, LLC$14501-08-2015
Thomas Forma Kevin NicholsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$30010-17-2014
Stanley AlintoffMorgan StanleyUBS Financial Services Inc.$23208-16-2013
Joseph Fortuna Timothy PreteMorgan StanleyUBS Financial Services Inc.$73806-21-2010
James Flynn Rance Hillier Merritt ZahnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-19-2010
David A SchneiderMorgan StanleyJ.P. Morgan Securities LLC07-02-2020
Lynn Ann HarnedyMorgan StanleyWells Fargo Clearing Services, LLC$5011-11-2019
George Haven Welker IIIMorgan StanleyWells Fargo Clearing Services, LLC$10010-11-2019
Pamela Emerson KiernanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2019
Joseph Frederick MilanoMorgan StanleyKey Investment Services LLC07-16-2019
Jason W WolterMorgan StanleyJ.P. Morgan Securities LLC$5006-28-2019
William SquarciaficoMorgan StanleyJ.P. Morgan Securities LLC$15006-27-2019
Caroline Magrish CalderMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
James MunroMorgan StanleyEquitable Advisors, LLC10-22-2018
Louis Ernest RizzoMorgan StanleyEquitable Advisors, LLC09-27-2018
Christopher Jacob DibbleMorgan StanleyCharles Schwab & Co., Inc.09-27-2018
Peter Edward Kelly JrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2018
Corey James SeaquistMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2018
David Jay GouldMorgan StanleyCetera Financial Specialists LLC04-25-2018
Jeffrey H GagginMorgan StanleyJG Capital LLC02-08-2018
Julian Youngwoo ChoMorgan StanleyJ.P. Morgan Securities LLC12-14-2017
Robert Evan HillMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-31-2017
Peter Joseph McElroyMorgan StanleyRBC Capital Markets, LLC08-31-2017
Ryan James BirgeMorgan StanleyRBC Capital Markets, LLC08-31-2017
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Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.