Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Joseph BelloMorgan StanleyUBS Financial Services Inc.$25008-21-2009
Charles Frederick ThreshieMorgan StanleyUBS Financial Services Inc.$50008-21-2009
Jason Douglas BoothroydMorgan StanleyFidelity Brokerage Services LLC$50008-31-2009
Richard Patrick MorrowMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$25010-01-2009
Thomas Cruise Hofstetter IIIMorgan StanleyUBS Financial Services Inc.$50010-16-2009
Daniel James WrightMorgan StanleyUBS Financial Services Inc.$50010-16-2009
Daniel Norman BaronMorgan StanleyUBS Financial Services Inc.10-16-2009
Christopher Alan SelkeMorgan StanleyUBS Financial Services Inc.10-16-2009
Brian FinkMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2009
Jason Gerald MedvecMorgan StanleyHIMCO Distribution Services Company12-14-2009
Thomas Edwin CarbinMorgan StanleyUBS Financial Services Inc.$50002-12-2010
Stephen Paul PolizziMorgan StanleyRaymond James Financial Services, Inc.03-01-2010
Peter Nils Junggren Jr.Morgan StanleyUBS Financial Services Inc.$15003-15-2010
Braeden Keith ZieglerMorgan StanleyUBS Financial Services Inc.03-26-2010
Ronald Phillip Gallant Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2010
James Matthew FlynnMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-14-2010
Rance Joseph HillierMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-14-2010
Merritt Michael ZahnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50005-14-2010
Timothy FurguesonMorgan StanleyMiddleCove Capital$6005-28-2010
William James Mills IVMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-02-2010
Timothy Laurence Prete Sr.Morgan StanleyUBS Financial Services Inc.$24606-04-2010
Joseph FortunaMorgan StanleyUBS Financial Services Inc.$24606-04-2010
Steven Michael LewineMorgan StanleyUBS Financial Services Inc.$25006-29-2010
Derek James AngusMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50009-03-2010
Sean Matthew ScrabaMorgan StanleyCoburn & Meredith, Inc.09-07-2010
Next Page »

Showing 1 to 25 of 151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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