Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James BilecaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$86011-16-2016
Lynn Ann HarnedyMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50011-12-2019
Jason W. WolterMorgan StanleyJ.P. Morgan Securities LLC$50006-28-2019
William Kingman LudingtonMorgan StanleyThe Dowling Group Wealth Management$50002-22-2019
Louis Ernest RizzoMorgan StanleyAXA Advisors, LLC$50009-27-2018
Ross Weller GallowayMorgan StanleyJanney Montgomery Scott LLC$50005-26-2017
Alexander Hamilton DavidsonMorgan StanleyUBS Financial Services Inc.$50001-16-2015
Jon Arthur GarofaloMorgan StanleyJ.P. Morgan Securities LLC$50008-29-2014
Susan Meg SheinhausMorgan StanleyUBS Financial Services Inc.$50008-01-2012
William Francis Schaeneman Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50007-30-2012
Joseph James MatthewsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50001-27-2012
Jeffrey Lawrence HedbergMorgan StanleyRoyal Alliance Associates, Inc.$50011-28-2011
James S Hurley Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50010-28-2011
John Sky GriffinMorgan StanleyRaymond James & Associates, Inc.$50007-05-2011
Richard Harold Krollman Jr.Morgan StanleyMoneco$50004-11-2011
Derek James AngusMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50009-03-2010
Merritt Michael ZahnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$50005-14-2010
Thomas Edwin CarbinMorgan StanleyUBS Financial Services Inc.$50002-12-2010
Thomas Cruise Hofstetter IIIMorgan StanleyUBS Financial Services Inc.$50010-16-2009
Daniel James WrightMorgan StanleyUBS Financial Services Inc.$50010-16-2009
Jason Douglas BoothroydMorgan StanleyFidelity Brokerage Services LLC$50008-31-2009
Charles Frederick ThreshieMorgan StanleyUBS Financial Services Inc.$50008-21-2009
June Strunk, Shane OMorgan StanleyJanney Montgomery Scott$30005-18-2017
Gary J. PareseMorgan StanleyWells Fargo Advisors$27003-14-2014
David J. GouldMorgan StanleyCetera Financial Specialists LLC$25004-25-2018
Next Page »

Showing 1 to 25 of 151 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.