Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Pamela Emerson KiernanMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2019
Peter Edward KellyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-04-2018
Corey James SeaquistMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-10-2018
Robert Evan HillMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-31-2017
Michael Thomas LangloisMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-16-2017
George Martin SeilerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-16-2017
Petr Andreas ThorsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-05-2017
Donald J. SelingerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-05-2017
Peter Latham FerdinandMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2017
Sara ThorsonMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2017
Paul S SelingerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-05-2017
Jordan Edward GrzesczykMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-10-2017
James BilecaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$86011-16-2016
Nisha ChisenaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15810-21-2016
Philip Homer Peters IIIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$21010-21-2016
Thomas David FormaMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-17-2014
Kevin Michael NicholsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-17-2014
Lise A MangiaficoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2014
Eva Maria GoutzosMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2014
George Hinman GetzMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-11-2014
Peter Anthony KrzyzekMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-28-2013
Lori JabaraMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15005-01-2013
William Naldo RodriguezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-21-2012
Muhammad Ali ChaudryMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2012
Dupree D. Johnson IIMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-02-2012
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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