Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin M. MccarthyNational Planning CorporationLPL Financial LLC06-30-2015
Gary Wayne LavalleeNational Planning CorporationMJP Wealth Advisors06-19-2015
Jonathan Herbert BensonNational Planning CorporationWaddell & Reed03-05-2015
Melanie Denise MilamNational Planning CorporationLPL Financial LLC01-14-2015
Glen Allen MaleriNational Planning CorporationWaddell & Reed11-18-2014
Anna Marie WoodNational Planning CorporationMetLife Securities Inc.09-24-2014
David Robert GibbsNational Planning CorporationCommonwealth Financial Network07-10-2014
Donna Vel Vel CorriganNational Planning CorporationLPL Financial LLC06-20-2014
Nicholas Michael OrobelloNational Planning CorporationSecurities Service Network, LLC05-21-2014
Charles Thomas CostelloNational Planning CorporationLincoln Financial Advisors Corporation12-06-2013
Andrea Lee WolfeNational Planning CorporationWaddell & Reed11-15-2013
Charles Marion FettersNational Planning CorporationWaddell & Reed11-15-2013
Kenneth John McmanusNational Planning CorporationLincoln Financial Advisors Corporation10-04-2013
Nadine Marie BurnsNational Planning CorporationPinnacle Wealth Management, Inc.08-05-2013
George Julius Moeschlin IIINational Planning Corporation1st Worldwide Financial Partners, LLC06-13-2013
Scott Edward FluetNational Planning CorporationLincoln Financial Advisors Corporation09-04-2012
John Robert Crane Jr.National Planning CorporationL.M. Kohn & Company11-30-2011
Kristin Marie HillNational Planning CorporationRoyal Alliance Associates, Inc.05-23-2011
Virgil Leonard BrennyNational Planning CorporationQA3 Financial Corp.03-10-2011
Edward Charles Banks Jr.National Planning CorporationWaddell & Reed09-22-2010
Joao Silva GomesNational Planning CorporationWaddell & Reed09-08-2010
Harry A KentNational Planning CorporationTower Square Securities, Inc.01-04-2010
Brian Mark FruendtNational Planning CorporationLPL Financial LLC06-24-2009
Joseph Sean ArnoldNational Planning CorporationCetera Advisors LLC05-21-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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