Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jose Eduardo ViveroNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC02-08-2019
Daniel Ernest PaigeNorthwestern Mutual Investment Services, LLCRSM US Wealth Management LLC06-01-2018
Kennedy St Clair MartinNorthwestern Mutual Investment Services, LLCVoya Financial Partners, LLC11-29-2016
Michael Edward ZaccagniniNorthwestern Mutual Investment Services, LLCDavid Lerner Associates, Inc.01-20-2016
John Edward Carl HelmkeNorthwestern Mutual Investment Services, LLCThrivent Investment Management Inc.08-01-2015
Emily Harrison RomanNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC12-17-2014
Eduardo Hernandez VelaNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC09-10-2014
Scott Alan JosephNorthwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.06-13-2014
Gregg Barrett CormierNorthwestern Mutual Investment Services, LLCPark Avenue Securities LLC05-29-2014
Elisheva Sharon DefeoNorthwestern Mutual Investment Services, LLCFidelity Brokerage Services LLC03-05-2014
Scott Guy Andreozzi Jr.Northwestern Mutual Investment Services, LLCPrudential Annuities Distributors, Inc10-18-2013
Elizabeth Ann WorthingtonNorthwestern Mutual Investment Services, LLC1851 Securities, Inc09-17-2013
Robert Aaron GoldbergNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC07-29-2013
Susan M DanehowerNorthwestern Mutual Investment Services, LLCMorgan Stanley$103-14-2013
Eric Daniel FinucaneNorthwestern Mutual Investment Services, LLCLPL Financial LLC$5002-20-2013
Zachary Harris SalamonNorthwestern Mutual Investment Services, LLCMorgan Stanley06-28-2012
Kailash Moti BhavnaniNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.06-24-2011
Brian Michael WardNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.06-07-2011
Tyler Nathan WestcottNorthwestern Mutual Investment Services, LLCUSA Advanced Planners Inc.08-05-2010
John Andrew AvignoneNorthwestern Mutual Investment Services, LLCThrivent Investment Management Inc.01-12-2010
John A ChrysadakisNorthwestern Mutual Investment Services, LLCPark Avenue Securities LLC12-10-2009
Anne AslanNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-25-2009
Justin A ChariseNorthwestern Mutual Investment Services, LLCGoldman Sachs & Co.$2508-19-2009
Keith Jonathan WaldmanNorthwestern Mutual Investment Services, LLCNew England Securities05-27-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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