Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elizabeth A. WorthingtonNorthwestern Mutual Investment Services, LLC1851 Securities, Inc09-17-2013
Lisa Dion LettieriNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, LLC02-21-2017
Scott Alan JosephNorthwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.06-13-2014
Kathleen Quitno SchleherNorthwestern Mutual Investment Services, LLCCitigroup Global Markets Inc.01-13-2009
Brian Michael MasielloNorthwestern Mutual Investment Services, LLCCitizens Securities, Inc.01-09-2019
Michael Edward ZaccagniniNorthwestern Mutual Investment Services, LLCDavid Lerner Associates, Inc.01-20-2016
Elizabeth BonnerNorthwestern Mutual Investment Services, LLCDirected Services LLC08-15-2013
John Philip MayNorthwestern Mutual Investment Services, LLCEdward Jones06-17-2019
Justin A ChariseNorthwestern Mutual Investment Services, LLCGoldman Sachs & Co.08-19-2009
Jason Brian ValentinNorthwestern Mutual Investment Services, LLCJ.P. Morgan Securities LLC06-12-2019
Eric Daniel FinucaneNorthwestern Mutual Investment Services, LLCLPL Financial LLC$5002-20-2013
Michael Jay MildrumNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2019
Anne AslanNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-25-2009
Kailash M. BhavnaniNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.06-24-2011
Brian Michael WardNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.06-07-2011
William Whitney FitzgeraldNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC08-13-2019
Jose Eduardo ViveroNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC02-08-2019
John Girvan Watson IVNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC08-10-2018
Eduardo Hernandez VelaNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC09-10-2014
Susan Mary DanehowerNorthwestern Mutual Investment Services, LLCMorgan Stanley03-14-2013
Zachary Harris SalamonNorthwestern Mutual Investment Services, LLCMorgan Stanley06-28-2012
Keith Jonathan WaldmanNorthwestern Mutual Investment Services, LLCNew England Securities05-27-2009
Lisa Dion LettieriNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC02-19-2020
Colin Richard ThomasNorthwestern Mutual Investment Services, LLCNorthwestern Mutual Investment Services, LLC10-13-2017
Emily Harrison RomanNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC12-17-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.