Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathleen Quitno SchleherNorthwestern Mutual Investment Services, LLCCitigroup Global Markets Inc.01-13-2009
Keith Jonathan WaldmanNorthwestern Mutual Investment Services, LLCNew England Securities05-27-2009
Justin A ChariseNorthwestern Mutual Investment Services, LLCGoldman Sachs & Co.08-19-2009
Anne AslanNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-25-2009
John Andrew AvignoneNorthwestern Mutual Investment Services, LLCThrivent Investment Management Inc.01-12-2010
John A ChrysadakisNorthwestern Mutual Investment Services, LLCPark Avenue Securities LLC01-13-2010
Tyler Nathan WestcottNorthwestern Mutual Investment Services, LLCUSA Wealth Management LLC08-05-2010
Brian Michael WardNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.06-07-2011
Kailash Moti BhavnaniNorthwestern Mutual Investment Services, LLCMetLife Securities Inc.06-24-2011
Zachary Harris SalamonNorthwestern Mutual Investment Services, LLCMorgan Stanley06-28-2012
Eric Daniel FinucaneNorthwestern Mutual Investment Services, LLCLPL Financial LLC$50002-20-2013
Susan M DanehowerNorthwestern Mutual Investment Services, LLCMorgan Stanley$10003-14-2013
Robert Aaron GoldbergNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC07-29-2013
Elizabeth BonnerNorthwestern Mutual Investment Services, LLCDirected Services LLC08-15-2013
Elizabeth Ann WorthingtonNorthwestern Mutual Investment Services, LLC1851 Securities, Inc09-17-2013
Scott Guy Andreozzi Jr.Northwestern Mutual Investment Services, LLCPrudential Annuities Distributors, Inc10-18-2013
Elisheva Sharon DefeoNorthwestern Mutual Investment Services, LLCStrategic Advisers LLC03-05-2014
Gregg Barrett CormierNorthwestern Mutual Investment Services, LLCPark Avenue Securities LLC05-29-2014
Scott Alan JosephNorthwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.06-13-2014
Eduardo Hernandez VelaNorthwestern Mutual Investment Services, LLCMML Investors Services, LLC09-10-2014
Emily Harrison RomanNorthwestern Mutual Investment Services, LLCNYLIFE Securities LLC12-17-2014
John Edward Carl HelmkeNorthwestern Mutual Investment Services, LLCThrivent Investment Management Inc.08-01-2015
Michael Edward ZaccagniniNorthwestern Mutual Investment Services, LLCDavid Lerner Associates, Inc.01-20-2016
Kennedy St Clair MartinNorthwestern Mutual Investment Services, LLCVoya Financial Partners, LLC11-29-2016
Lisa Dion LettieriNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.$10002-21-2017
Next Page »

Showing 1 to 25 of 31 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.