Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Ghashghai DarienOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2019
Josette Lee GreechanOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10012-09-2016
Maria C PalumboOppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated05-18-2016
John Patrick LedererOppenheimer & Co. Inc.Morgan Stanley05-20-2014
Paul J ColliganOppenheimer & Co. Inc.Morgan Stanley$15002-18-2014
Edgardo MartinezOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-01-2013
Anthony Raymond DAscoliOppenheimer & Co. Inc.UBS Financial Services Inc.$15009-05-2013
Lawrence R WilkesOppenheimer & Co. Inc.UBS Financial Services Inc.$15011-02-2012
John Anthony MeskunasOppenheimer & Co. Inc.Mahler & Emerson Inc.09-10-2012
Lori Lee GustafsonOppenheimer & Co. Inc.Roosevelt & Cross, Incorporated$5005-02-2011
Brian Michael McDermottOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-20-2009
James Francis ComerfordOppenheimer & Co. Inc.UBS Financial Services Inc.$15004-06-2009
Simon Andreas OppligerOppenheimer & Co. Inc.UBS Securities LLC$15001-08-2009

Showing 1 to 13 of 13 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.