Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Bela SzeleOppenheimer & Co. Inc.JD Merit Securities01-03-2018
Jill Stacy RomerOppenheimer & Co. Inc.Herbert J. Sims & Co, Inc.10-26-2017
Ronald Jack HoltzOppenheimer & Co. Inc.LPL Financial LLC04-10-2017
Ralph DisommaOppenheimer & Co. Inc.Raymond James & Associates, Inc.$21102-14-2017
Andrew DunlapOppenheimer & Co. Inc.MetLife Securities Inc.10-20-2016
Eric ReizisOppenheimer & Co. Inc.Morgan Stanley02-12-2016
Hilda A StreitzOppenheimer & Co. Inc.UBS Financial Services Inc.06-22-2015
Francis Anthony RiessOppenheimer & Co. Inc.UBS Financial Services Inc.$15006-05-2015
Thierry Jean-Philipe DesgrangesOppenheimer & Co. Inc.David Lerner Associates, Inc.01-12-2015
Gary James HelblingOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5009-02-2014
Edgardo MartinezOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-01-2013
Anthony A CristianoOppenheimer & Co. Inc.Morgan Stanley09-20-2013
Anthony Raymond D'AscoliOppenheimer & Co. Inc.UBS Financial Services Inc.$15009-05-2013
Andrew Michael BrookmanOppenheimer & Co. Inc.Brill Securities, Inc.$105-03-2013
Patrick George ColliganOppenheimer & Co. Inc.UBS Financial Services Inc.03-18-2013
Lawrence R WilkesOppenheimer & Co. Inc.UBS Financial Services Inc.$15011-02-2012
Marjorie B JaffeOppenheimer & Co. Inc.UBS Financial Services Inc.11-02-2012
Domenico Attillio CarlucciOppenheimer & Co. Inc.Dominick & Dickerman LLC10-26-2012
John Anthony MeskunasOppenheimer & Co. Inc.Mahler & Emerson Inc.$109-10-2012
Michael Edward MartinOppenheimer & Co. Inc.R. F. Lafferty & Co., Inc.05-18-2012
Edward Gregory SchmitzOppenheimer & Co. Inc.Global Hunter Securities, LLC$15001-18-2012
Daniel Hyman MorrisOppenheimer & Co. Inc.R. F. Lafferty & Co., Inc.11-01-2011
Jason Adam HydeOppenheimer & Co. Inc.David Lerner Associates, Inc.06-30-2011
Lori Lee GustafsonOppenheimer & Co. Inc.Roosevelt & Cross, Incorporated$5005-02-2011
Stewart Jason TeichmanOppenheimer & Co. Inc.Morgan Stanley03-21-2011
Next Page »

Showing 1 to 25 of 39 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.