Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Bela SzeleOppenheimer & Co. Inc.JD Merit Securities01-03-2018
Jill Stacy RomerOppenheimer & Co. Inc.Herbert J. Sims & Co, Inc.10-26-2017
Ronald Jack HoltzOppenheimer & Co. Inc.LPL Financial LLC04-10-2017
Ralph DisommaOppenheimer & Co. Inc.Raymond James & Associates, Inc.$21102-14-2017
Andrew DunlapOppenheimer & Co. Inc.MetLife Securities Inc.10-20-2016
Eric ReizisOppenheimer & Co. Inc.Morgan Stanley02-12-2016
Hilda A StreitzOppenheimer & Co. Inc.UBS Financial Services Inc.06-22-2015
Francis Anthony RiessOppenheimer & Co. Inc.UBS Financial Services Inc.$15006-05-2015
Thierry Jean-Philipe DesgrangesOppenheimer & Co. Inc.David Lerner Associates, Inc.01-12-2015
Gary James HelblingOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5009-02-2014
Edgardo MartinezOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-01-2013
Anthony A CristianoOppenheimer & Co. Inc.Morgan Stanley09-20-2013
Anthony Raymond D'AscoliOppenheimer & Co. Inc.UBS Financial Services Inc.$15009-05-2013
Andrew Michael BrookmanOppenheimer & Co. Inc.Brill Securities, Inc.$105-03-2013
Patrick George ColliganOppenheimer & Co. Inc.UBS Financial Services Inc.03-18-2013
Lawrence R WilkesOppenheimer & Co. Inc.UBS Financial Services Inc.$15011-02-2012
Marjorie B JaffeOppenheimer & Co. Inc.UBS Financial Services Inc.11-02-2012
Domenico Attillio CarlucciOppenheimer & Co. Inc.Dominick & Dickerman LLC10-26-2012
John Anthony MeskunasOppenheimer & Co. Inc.Mahler & Emerson Inc.$109-10-2012
Michael Edward MartinOppenheimer & Co. Inc.R. F. Lafferty & Co., Inc.05-18-2012
Edward Gregory SchmitzOppenheimer & Co. Inc.Global Hunter Securities, LLC$15001-18-2012
Daniel Hyman MorrisOppenheimer & Co. Inc.R. F. Lafferty & Co., Inc.11-01-2011
Jason Adam HydeOppenheimer & Co. Inc.David Lerner Associates, Inc.06-30-2011
Lori Lee GustafsonOppenheimer & Co. Inc.Roosevelt & Cross, Incorporated$5005-02-2011
Stewart Jason TeichmanOppenheimer & Co. Inc.Morgan Stanley03-21-2011
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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