Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Colton Andrew RileyOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-28-2019
Jeffrey Ghashghai DarienOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50005-03-2019
Anna Victoria GiambattistaOppenheimer & Co. Inc.David Lerner Associates, Inc.05-03-2018
William R. RobinsOppenheimer & Co. Inc.J.P. Morgan Securities LLC04-20-2018
George Bela SzeleOppenheimer & Co. Inc.JD Merit Securities01-03-2018
Jill Stacy RomerOppenheimer & Co. Inc.Herbert J. Sims & Co, Inc.$25010-26-2017
Ronald Jack HoltzOppenheimer & Co. Inc.LPL Financial LLC$25004-10-2017
Ralph DisommaOppenheimer & Co. Inc.Raymond James & Associates, Inc.$21102-14-2017
Josette Lee GreechanOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25012-09-2016
Andrew DunlapOppenheimer & Co. Inc.MetLife Securities Inc.$10010-20-2016
Maria C. PalumboOppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated05-18-2016
Eric ReizisOppenheimer & Co. Inc.Morgan Stanley02-12-2016
Hilda A StreitzOppenheimer & Co. Inc.UBS Financial Services Inc.$50006-22-2015
Francis Anthony RiessOppenheimer & Co. Inc.UBS Financial Services Inc.$10006-05-2015
Thierry Jean-Philipe DesgrangesOppenheimer & Co. Inc.David Lerner Associates, Inc.01-12-2015
Gary James HelblingOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50009-02-2014
Paul J. ColliganOppenheimer & Co. Inc.Morgan Stanley$25002-18-2014
Edgardo MartinezOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25011-01-2013
Anthony A CristianoOppenheimer & Co. Inc.Morgan Stanley$10009-20-2013
Anthony Raymond D'AscoliOppenheimer & Co. Inc.UBS Financial Services Inc.$10009-05-2013
Andrew Michael BrookmanOppenheimer & Co. Inc.Brill Securities, Inc.$10005-03-2013
Patrick George ColliganOppenheimer & Co. Inc.UBS Financial Services Inc.$50003-18-2013
Lawrence R. WilkesOppenheimer & Co. Inc.UBS Financial Services Inc.$10011-02-2012
Marjorie B JaffeOppenheimer & Co. Inc.UBS Financial Services Inc.11-02-2012
Domenico Attillio CarlucciOppenheimer & Co. Inc.Dominick & Dickerman LLC$25010-26-2012
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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