Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Simon Andreas OppligerOppenheimer & Co. Inc.UBS Securities LLC01-08-2009
Christopher Daniel TullyOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5002-13-2009
Ernest A Greywacz IIIOppenheimer & Co. Inc.UBS Financial Services Inc.$10002-27-2009
Thomas Anthony LocastroOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5002-27-2009
Marianne Ann GoldsteinOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5003-13-2009
Stuart Simmons LovejoyOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-01-2009
James Francis ComerfordOppenheimer & Co. Inc.UBS Financial Services Inc.$5004-06-2009
Brian Michael McDermottOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-20-2009
Eric David JohnsonOppenheimer & Co. Inc.Morgan Stanley$2507-06-2009
Cesare DenovellisOppenheimer & Co. Inc.Meeschaert Capital Markets, Inc.08-27-2009
Christine Marie TelescoOppenheimer & Co. Inc.Morgan Stanley$2505-14-2010
Jonathan Lance ValkOppenheimer & Co. Inc.Raymond James & Associates, Inc.$10006-10-2010
Christopher Cole WilsonOppenheimer & Co. Inc.Credit Suisse Securities (USA) LLC08-25-2010
Lise Marie RobinsonOppenheimer & Co. Inc.U.S. Wealth Management$10001-14-2011
Stewart Jason TeichmanOppenheimer & Co. Inc.Morgan Stanley$5003-21-2011
Lori Lee GustafsonOppenheimer & Co. Inc.Roosevelt & Cross, Incorporated05-02-2011
Jason Adam HydeOppenheimer & Co. Inc.David Lerner Associates, Inc.06-30-2011
Daniel Hyman MorrisOppenheimer & Co. Inc.R. F. Lafferty & Co., Inc.$5011-01-2011
Edward Gregory SchmitzOppenheimer & Co. Inc.Global Hunter Securities, LLC01-18-2012
Michael Edward MartinOppenheimer & Co. Inc.R. F. Lafferty & Co., Inc.05-18-2012
John Anthony MeskunasOppenheimer & Co. Inc.Mahler & Emerson Inc.09-10-2012
Domenico Attillio CarlucciOppenheimer & Co. Inc.Dominick & Dickerman LLC$2510-26-2012
Lawrence R. WilkesOppenheimer & Co. Inc.UBS Financial Services Inc.$10011-02-2012
Marjorie B JaffeOppenheimer & Co. Inc.UBS Financial Services Inc.11-02-2012
Patrick George ColliganOppenheimer & Co. Inc.UBS Financial Services Inc.03-18-2013
Next Page »

Showing 1 to 25 of 46 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.