Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Colton Andrew RileyOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-28-2019
Anna Victoria GiambattistaOppenheimer & Co. Inc.David Lerner Associates, Inc.05-03-2018
William R. RobinsOppenheimer & Co. Inc.J.P. Morgan Securities LLC04-20-2018
George B. SzeleOppenheimer & Co. Inc.JD Merit Securities01-03-2018
Jill Stacy RomerOppenheimer & Co. Inc.Herbert J. Sims & Co, Inc.10-26-2017
Andrew DunlapOppenheimer & Co. Inc.MetLife Securities Inc.10-20-2016
Maria C. PalumboOppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated05-18-2016
Eric ReizisOppenheimer & Co. Inc.Morgan Stanley02-12-2016
Thierry Jean-Philipe DesgrangesOppenheimer & Co. Inc.David Lerner Associates, Inc.01-12-2015
Andrew Michael BrookmanOppenheimer & Co. Inc.Brill Securities, Inc.05-03-2013
Patrick George ColliganOppenheimer & Co. Inc.UBS Financial Services Inc.03-18-2013
Marjorie B JaffeOppenheimer & Co. Inc.UBS Financial Services Inc.11-02-2012
John Anthony MeskunasOppenheimer & Co. Inc.Mahler & Emerson Inc.09-10-2012
Michael Edward MartinOppenheimer & Co. Inc.R. F. Lafferty & Co., Inc.05-18-2012
Edward Gregory SchmitzOppenheimer & Co. Inc.Global Hunter Securities, LLC01-18-2012
Jason Adam HydeOppenheimer & Co. Inc.David Lerner Associates, Inc.06-30-2011
Lori Lee GustafsonOppenheimer & Co. Inc.Roosevelt & Cross, Incorporated05-02-2011
Christopher Cole WilsonOppenheimer & Co. Inc.Credit Suisse Securities (USA) LLC08-25-2010
Cesare DenovellisOppenheimer & Co. Inc.Meeschaert Capital Markets, Inc.08-27-2009
Brian Michael McDermottOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-20-2009
Stuart Simmons LovejoyOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-01-2009
Simon Andreas OppligerOppenheimer & Co. Inc.UBS Securities LLC01-08-2009
Jeffrey Ghashghai DarienOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$105-03-2019
Anthony A CristianoOppenheimer & Co. Inc.Morgan Stanley$1009-20-2013
Ronald Jack HoltzOppenheimer & Co. Inc.LPL Financial LLC$2504-10-2017
Next Page »

Showing 1 to 25 of 46 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.