Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Colton Andrew RileyOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2019
Jeffrey Ghashghai DarienOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-03-2019
William R. RobinsOppenheimer & Co. Inc.J.P. Morgan Securities LLC04-20-2018
Maria C. PalumboOppenheimer & Co. Inc.Stifel, Nicolaus & Company, Incorporated05-18-2016
Marjorie B JaffeOppenheimer & Co. Inc.UBS Financial Services Inc.11-02-2012
John Anthony MeskunasOppenheimer & Co. Inc.Mahler & Emerson Inc.09-10-2012
Edward Gregory SchmitzOppenheimer & Co. Inc.Global Hunter Securities, LLC01-18-2012
Brian Michael McDermottOppenheimer & Co. Inc.Citigroup Global Markets Inc.04-20-2009
Simon Andreas OppligerOppenheimer & Co. Inc.UBS Securities LLC01-08-2009
Edgardo MartinezOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2511-01-2013
Christine Marie TelescoOppenheimer & Co. Inc.Morgan Stanley$2505-14-2010
James Francis ComerfordOppenheimer & Co. Inc.UBS Financial Services Inc.$5004-06-2009
Marianne Ann GoldsteinOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5003-13-2009
Christopher Daniel TullyOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5002-13-2009
Francis Anthony RiessOppenheimer & Co. Inc.UBS Financial Services Inc.$10006-05-2015
Anthony Raymond D'AscoliOppenheimer & Co. Inc.UBS Financial Services Inc.$10009-05-2013
Lawrence R. WilkesOppenheimer & Co. Inc.UBS Financial Services Inc.$10011-02-2012
Lori Lee GustafsonOppenheimer & Co. Inc.Roosevelt & Cross, Incorporated$10005-02-2011
Ralph DisommaOppenheimer & Co. Inc.Raymond James & Associates, Inc.$21102-14-2017

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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