Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patrick M HowellPark Avenue Securities LLCMML Investors Services, LLC$103-27-2019
Andrew Scott CorpuelPark Avenue Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-23-2017
Francis Vincent RizzoPark Avenue Securities LLCNYLIFE Securities LLC10-05-2016
Josh Cason BlauPark Avenue Securities LLCPrincipal Securities, Inc.09-16-2016
Steven H DegraffPark Avenue Securities LLCMetLife Securities Inc.$5004-29-2016
Sarah Kimberly WelchPark Avenue Securities LLCAXA Advisors, LLC01-15-2016
Richard Irwin IsacoffPark Avenue Securities LLCAXA Advisors, LLC12-22-2015
Charles Edward Bedell Jr.Park Avenue Securities LLCMML Investors Services, LLC$106-08-2015
Timothy Daniel StevensonPark Avenue Securities LLCGirard Securities, Inc.04-29-2015
Todd Andrew HammerPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC03-16-2015
Henry Isaac MondscheinPark Avenue Securities LLCMML Investors Services, LLC01-20-2015
Richard EspositoPark Avenue Securities LLCDavid Lerner Associates, Inc.01-13-2015
Raymond Hugh BovichPark Avenue Securities LLCWells Fargo Clearing Services, LLC10-23-2014
Justin Daniel RaboinPark Avenue Securities LLCAXA Advisors, LLC09-15-2014
William Howard Leete Jr.Park Avenue Securities LLCLPL Financial LLC09-12-2014
Jared WeberPark Avenue Securities LLCOneAmerica Securities, Inc.06-20-2014
Johnny W WrightPark Avenue Securities LLCMetLife Securities Inc.06-20-2014
John G MirabitoPark Avenue Securities LLCWaddell & Reed02-21-2014
Arif M. BoysanPark Avenue Securities LLCMetLife Securities Inc.02-10-2014
Andrew William CwiklaPark Avenue Securities LLCSignator Investors, Inc.12-09-2013
David Gordon GayPark Avenue Securities LLCMetLife Securities Inc.$2508-06-2013
Matthew Stephen PituraPark Avenue Securities LLCMetLife Securities Inc.07-19-2013
Morris Eugene MetePark Avenue Securities LLCMetLife Securities Inc.$5006-28-2013
Lori Ann ThanerPark Avenue Securities LLCNew England Securities05-21-2013
Robert Alan Lockery Jr.Park Avenue Securities LLCAXA Advisors, LLC12-13-2012
Next Page »

Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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