Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Janet Lisa ConnollyPeople's Securities, Inc.Allstate Financial Services, LLC06-25-2020
Kelli A MenardPeople's Securities, Inc.Infinex Investments, Inc.05-13-2020
Kurt GroverPeople's Securities, Inc.Infinex Investments, Inc.04-08-2020
Greg Thomas Stokes JrPeople's Securities, Inc.Infinex Investments, Inc.04-03-2020
Collin JamesPeople's Securities, Inc.Infinex Investments, Inc.04-03-2020
Maria Valentine CornicelloPeople's Securities, Inc.Infinex Investments, Inc.12-24-2019
Lisa A GodboutPeople's Securities, Inc.Infinex Investments, Inc.12-23-2019
Jodi Lynn WatsonPeople's Securities, Inc.Key Investment Services LLC07-26-2018
Garett C CerasoPeople's Securities, Inc.Fidelity Brokerage Services LLC04-20-2018
William Thomas Spencer SrPeople's Securities, Inc.Ing Direct Investing, Inc.06-21-2017
Robert H KinniePeople's Securities, Inc.GFA Securities, LLC11-02-2016
Daniel J BuzzancaPeople's Securities, Inc.MML Investors Services, LLC$15005-25-2016
Owen Ivanhoe Lopes Bernard IIPeople's Securities, Inc.Northwestern Mutual Investment Services, LLC05-11-2015
Michael RiinaPeople's Securities, Inc.Key Investment Services LLC01-05-2015
Utpal ParekhPeople's Securities, Inc.Pruco Securities, LLC.05-22-2014
Christopher Louis DursiPeople's Securities, Inc.LPL Financial LLC12-23-2013
Beat RyffPeople's Securities, Inc.Edward Jones$5007-30-2010

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.