Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marcus William GollenbergPeople's Securities, Inc.Thrivent Investment Management Inc.12-07-2016
Daniel Joseph BuzzancaPeople's Securities, Inc.MML Investors Services, LLC$15005-25-2016
Pamela Brenner Brenner-NewtonPeople's Securities, Inc.American Portfolios Financial Services, Inc.05-18-2016
Rebecca Ann MarouskiPeople's Securities, Inc.Waddell & Reed03-24-2016
Jose Miguel AbreuPeople's Securities, Inc.LPL Financial LLC02-19-2016
Roberto TheodorePeople's Securities, Inc.J.P. Morgan Securities LLC12-07-2015
George Andrew CharkalesPeople's Securities, Inc.LPL Financial LLC08-24-2015
Michael RiinaPeople's Securities, Inc.Key Investment Services LLC01-05-2015
Kurt Bowman SchaeferPeople's Securities, Inc.Key Investment Services LLC12-01-2014
Michael Dwayne SmithPeople's Securities, Inc.J.P. Morgan Securities LLC$108-05-2014
Utpal ParekhPeople's Securities, Inc.Pruco Securities, LLC.$105-22-2014
Craig BuckhoutPeople's Securities, Inc.M&T Securities, Inc.04-08-2014
James Brian StapletonPeople's Securities, Inc.J.P. Morgan Securities LLC10-30-2013
Todd Michael CliffordPeople's Securities, Inc.Fidelity Brokerage Services LLC07-30-2013
Christopher Andrew AguelePeople's Securities, Inc.LPL Financial LLC03-14-2013
Michael GanciPeople's Securities, Inc.HIMCO Distribution Services Company12-04-2012
Matthew Macrae-HawkinsPeople's Securities, Inc.Infinex Investments, Inc.11-05-2012
Arden Alvin BaptistePeople's Securities, Inc.Citizens Securities, Inc.06-25-2012
Frank Richard PetrilliPeople's Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2012
Robert Caesar BonviniPeople's Securities, Inc.HSBC Securities (USA) Inc.07-15-2011
Albert P Del VecchioPeople's Securities, Inc.David Lerner Associates, Inc.02-24-2011
Wendi Chrystina Cowdrey-RagonPeople's Securities, Inc.TD Wealth Management Services Inc.09-20-2010
Beat RyffPeople's Securities, Inc.Edward Jones$5007-30-2010
Samantha Leigh WentlandPeople's Securities, Inc.Waddell & Reed03-29-2010
Mark Allen SternburgPeople's Securities, Inc.David Lerner Associates, Inc.01-05-2010
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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