Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arden Alvin BaptistePeople's Securities, Inc.Citizens Securities, Inc.06-25-2012
Albert P. Del VecchioPeople's Securities, Inc.David Lerner Associates, Inc.02-24-2011
Mark Allen SternburgPeople's Securities, Inc.David Lerner Associates, Inc.01-05-2010
Beat RyffPeople's Securities, Inc.Edward Jones$1007-30-2010
Garett C. CerasoPeople's Securities, Inc.Fidelity Brokerage Services LLC04-20-2018
Michael GanciPeople's Securities, Inc.HIMCO Distribution Services Company12-04-2012
Robert Caesar BonviniPeople's Securities, Inc.HSBC Securities (USA) Inc.07-15-2011
Pamela Brenner Brenner-NewtonPeople's Securities, Inc.Income & Asset Advisory, Inc.05-18-2016
Kurt GroverPeople's Securities, Inc.Infinex Investments, Inc.04-08-2020
Greg Thomas Stokes JrPeople's Securities, Inc.Infinex Investments, Inc.04-03-2020
Collin JamesPeople's Securities, Inc.Infinex Investments, Inc.04-03-2020
Maria Valentine CornicelloPeople's Securities, Inc.Infinex Investments, Inc.12-24-2019
Lisa A GodboutPeople's Securities, Inc.Infinex Investments, Inc.12-23-2019
Matthew Macrae-HawkinsPeople's Securities, Inc.Infinex Investments, Inc.11-05-2012
Roberto TheodorePeople's Securities, Inc.J.P. Morgan Securities LLC12-07-2015
Michael D. SmithPeople's Securities, Inc.J.P. Morgan Securities LLC08-05-2014
James Brian StapletonPeople's Securities, Inc.J.P. Morgan Securities LLC10-30-2013
Jodi Lynn WatsonPeople's Securities, Inc.Key Investment Services LLC07-26-2018
Michael RiinaPeople's Securities, Inc.Key Investment Services LLC01-05-2015
Kurt Bowman SchaeferPeople's Securities, Inc.Key Investment Services LLC$5012-01-2014
Jose M. AbreuPeople's Securities, Inc.LPL Financial LLC$10002-19-2016
George Andrew CharkalesPeople's Securities, Inc.LPL Financial LLC$1008-24-2015
Christopher Andrew AguelePeople's Securities, Inc.LPL Financial LLC03-14-2013
Craig BuckhoutPeople's Securities, Inc.M&T Securities, Inc.04-08-2014
Frank Richard PetrilliPeople's Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.