Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jodi Lynn WatsonPeople's Securities, Inc.Key Investment Services LLC07-26-2018
Marcus William GollenbergPeople's Securities, Inc.Thrivent Investment Management Inc.12-07-2016
Daniel J. BuzzancaPeople's Securities, Inc.MML Investors Services, LLC$15005-25-2016
Pamela Brenner Brenner-NewtonPeople's Securities, Inc.Income & Asset Advisory, Inc.$15005-18-2016
Rebecca Ann MarouskiPeople's Securities, Inc.Waddell & Reed03-24-2016
Jose Miguel AbreuPeople's Securities, Inc.LPL Financial LLC$10002-19-2016
Roberto TheodorePeople's Securities, Inc.J.P. Morgan Securities LLC12-07-2015
George Andrew CharkalesPeople's Securities, Inc.LPL Financial LLC$10008-24-2015
Owen Ivanhoe Lopes Bernard IIPeople's Securities, Inc.Northwestern Mutual Investment Services, LLC05-11-2015
Michael RiinaPeople's Securities, Inc.Key Investment Services LLC01-05-2015
Kurt Bowman SchaeferPeople's Securities, Inc.Key Investment Services LLC$50012-01-2014
Michael D. SmithPeople's Securities, Inc.J.P. Morgan Securities LLC$10008-05-2014
Utpal ParekhPeople's Securities, Inc.Pruco Securities, LLC.$10005-22-2014
Craig BuckhoutPeople's Securities, Inc.M&T Securities, Inc.04-08-2014
James Brian StapletonPeople's Securities, Inc.J.P. Morgan Securities LLC10-30-2013
Todd Michael CliffordPeople's Securities, Inc.Strategic Advisers LLC07-30-2013
Christopher Andrew AguelePeople's Securities, Inc.LPL Financial LLC03-14-2013
Michael GanciPeople's Securities, Inc.HIMCO Distribution Services Company12-04-2012
Matthew Macrae-HawkinsPeople's Securities, Inc.Infinex Investments, Inc.11-05-2012
Arden Alvin BaptistePeople's Securities, Inc.Citizens Securities, Inc.06-25-2012
Frank Richard PetrilliPeople's Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2012
Robert Caesar BonviniPeople's Securities, Inc.HSBC Securities (USA) Inc.$25007-15-2011
Albert P Del VecchioPeople's Securities, Inc.David Lerner Associates, Inc.02-24-2011
Wendi Chrystina Cowdrey-RagonPeople's Securities, Inc.TD Wealth Management Services Inc.09-20-2010
Beat RyffPeople's Securities, Inc.Edward Jones$10007-30-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.