Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frank BaldoPruco Securities, LLC.A.G.P / Alliance Global Partners11-07-2011
Todd Andrew HammerPruco Securities, LLC.American Portfolios Financial Services, Inc.04-30-2018
Eric D. GoldsteinPruco Securities, LLC.Ameritas Investment Company, LLC01-25-2010
Stephanie Rae PelikanPruco Securities, LLC.AXA Advisors, LLC03-13-2019
Matthew Cornell KeatingPruco Securities, LLC.AXA Advisors, LLC11-29-2018
Havital MiltzPruco Securities, LLC.AXA Advisors, LLC04-14-2016
Osiba NelsonPruco Securities, LLC.AXA Advisors, LLC07-02-2015
Mark Donald VerityPruco Securities, LLC.AXA Advisors, LLC06-25-2015
Paul Ivan CurtisPruco Securities, LLC.Block Orders Execution, LLC10-10-2016
Thomas A. KesterPruco Securities, LLC.Cetera Advisors LLC09-02-2013
Michael J. SicilianoPruco Securities, LLC.Cigna Benefits Financing, Inc.05-23-2014
Timothy Ryan MacdonaldPruco Securities, LLC.David Lerner Associates, Inc.04-29-2016
Paul Todd BarnabyPruco Securities, LLC.David Lerner Associates, Inc.04-28-2016
Vincent Nicholas MartinoPruco Securities, LLC.Empire Asset Management Company07-31-2019
Paul Frank AgostinoPruco Securities, LLC.Horace Mann Investors, Inc.09-26-2017
John Keith MauraPruco Securities, LLC.Key Investment Services LLC06-25-2019
Josh W OliverPruco Securities, LLC.Key Investment Services LLC06-20-2019
Anthony InzeroPruco Securities, LLC.MetLife Securities Inc.07-15-2015
Raymond QuilesPruco Securities, LLC.MML Investors Services, LLC$5001-09-2020
Maria A. AlvarezPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.02-28-2013
Kenneth Xavier HavriliakPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.04-24-2012
Ryan D HansonPruco Securities, LLC.Nationwide Securities, LLC09-25-2018
Avachai TayjasanantPruco Securities, LLC.Northwestern Mutual Investment Services, LLC02-27-2020
Francis James Ifkovic IIIPruco Securities, LLC.Park Avenue Securities LLC04-28-2014
Robert Edmund FryPruco Securities, LLC.PFS Investments Inc.05-05-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.