Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric D. GoldsteinPruco Securities, LLC.Ameritas Investment Corp.01-25-2010
Frank BaldoPruco Securities, LLC.A.G.P / Alliance Global Partners11-07-2011
Kenneth Xavier HavriliakPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.04-24-2012
Kathryn Dailey BramleyPruco Securities, LLC.Voya Financial Partners, LLC05-31-2012
Maria A AlvarezPruco Securities, LLC.Mutual of Omaha Investor Services, Inc.02-28-2013
Thomas A. KesterPruco Securities, LLC.Cetera Advisors LLC09-02-2013
Francis James Ifkovic IIIPruco Securities, LLC.Park Avenue Securities LLC$50004-28-2014
Michael J. SicilianoPruco Securities, LLC.Cigna Benefits Financing, Inc.$50005-23-2014
John Patrick OreillyPruco Securities, LLC.The Leaders Group, Inc.07-08-2014
Mark Donald VerityPruco Securities, LLC.AXA Advisors, LLC06-25-2015
Osiba NelsonPruco Securities, LLC.AXA Advisors, LLC07-02-2015
Anthony Joseph InzeroPruco Securities, LLC.MetLife Securities Inc.07-15-2015
Havital MiltzPruco Securities, LLC.AXA Advisors, LLC04-14-2016
Paul Todd BarnabyPruco Securities, LLC.David Lerner Associates, Inc.04-28-2016
Timothy Ryan MacdonaldPruco Securities, LLC.David Lerner Associates, Inc.04-29-2016
Robert Edmund Fry Jr.Pruco Securities, LLC.PFS Investments Inc.05-05-2016
Paul Ivan CurtisPruco Securities, LLC.Block Orders Execution, LLC10-10-2016
Paul Frank AgostinoPruco Securities, LLC.Horace Mann Investors, Inc.09-26-2017
Richard Clark Sprinthall Jr.Pruco Securities, LLC.Waddell & Reed$70012-15-2017
Todd Andrew HammerPruco Securities, LLC.American Portfolios Financial Services, Inc.$25004-30-2018
Dhilan ShahPruco Securities, LLC.Signator Investors, Inc.08-08-2018
Ryan D. HansonPruco Securities, LLC.Nationwide Securities, LLC09-25-2018
Matthew Cornell KeatingPruco Securities, LLC.AXA Advisors, LLC11-29-2018
Stephanie Rae PelikanPruco Securities, LLC.AXA Advisors, LLC03-13-2019
Josh W OliverPruco Securities, LLC.Key Investment Services LLC06-20-2019
Next Page »

Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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