Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bert Thomas BowlerPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$1004-21-2017
Charles Marion FettersPurshe Kaplan Sterling InvestmentsJ.W. Cole Financial, Inc.$2504-18-2018
Christopher Michael LeePurshe Kaplan Sterling InvestmentsHarvest Capital LLC$15001-02-2013
David Grad HalperPurshe Kaplan Sterling InvestmentsKestra Investment Services, LLC$5005-11-2018
David Roger PrimozichPurshe Kaplan Sterling InvestmentsStone Arch Wealth Advisors, LLC$5009-23-2016
Jeffrey Hopkins FarrarPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.$15006-02-2017
Jordan M GrabowskiPurshe Kaplan Sterling InvestmentsMML Investors Services, LLC01-18-2019
Lawrence Willard FordPurshe Kaplan Sterling InvestmentsJ.W. Cole Financial, Inc.04-18-2018
Lee Scott RawiszerPurshe Kaplan Sterling InvestmentsKestra Investment Services, LLC$50005-11-2018
Louis GloriaPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.06-02-2017
Marc John LiberoPurshe Kaplan Sterling InvestmentsHarvest Capital LLC$15001-02-2013
Michael Joseph AloiPurshe Kaplan Sterling InvestmentsSummit Equities, Inc.09-19-2018
Michael Joseph AnnunziataPurshe Kaplan Sterling InvestmentsAmeriprise Financial Services, LLC$3708-12-2016
Michael Joseph MancusiPurshe Kaplan Sterling InvestmentsJ.W. Cole Financial, Inc.$5004-18-2018
Paul Robert VolpePurshe Kaplan Sterling InvestmentsKestra Investment Services, LLC$19005-11-2018
Robert Anthony BeckettPurshe Kaplan Sterling InvestmentsSummit Financial Resources Inc$5009-19-2018
Steven Mark MarantzPurshe Kaplan Sterling InvestmentsJ.W. Cole Financial, Inc.$5006-01-2018
Taylor Alexander NissiPurshe Kaplan Sterling InvestmentsM. S. Howells & Co.11-19-2018

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.