Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christy Marie KennedyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-11-2020
Alan Thomas CirulliRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-07-2020
Ashley Wells OliverRBC Capital Markets, LLCWells Fargo Clearing Services, LLC04-12-2019
Paul Henri PoulinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-08-2019
Glenn Simon ZavorskasRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-08-2019
Jane-Ellen Elisbeth SymmesRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-08-2019
Thomas James BivonaRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00004-17-2018
Robert Romeo ImpellusoRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00004-17-2018
James Louis McNairRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5001-24-2018
Joseph Francis TroyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5001-24-2018
Robert Michael CaiazeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$25801-24-2018
Adam Mcdonnell ReedRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$19101-24-2018
Stephen Walter PendergastRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$25311-29-2017
George Carmelo DominelloRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$11210-25-2017
William B. DominelloRBC Capital Markets, LLCWells Fargo Clearing Services, LLC10-25-2017
Daniel Robert CahillRBC Capital Markets, LLCUvest Financial Services Group, Inc.02-12-2009
Steven A. GordonRBC Capital Markets, LLCOppenheimer & Co. Inc.$15003-07-2019
William Matthew LawlorRBC Capital Markets, LLCOppenheimer & Co. Inc.04-30-2012
Matthew WinthropRBC Capital Markets, LLCOppenheimer & Co. Inc.$5007-14-2011
John Henry DeckerRBC Capital Markets, LLCMorgan Stanley$10001-21-2015
Marilyn Faye NeckesRBC Capital Markets, LLCMorgan Stanley$10003-28-2013
Nigel Guy De'AthRBC Capital Markets, LLCMorgan Stanley$5002-25-2010
Patrick Francis DuffRBC Capital Markets, LLCMorgan Stanley$15008-21-2009
David Joseph MozeleskiRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2019
Susan Macdonald Davis ChatfieldRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.