Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Troy Robert Caiaze Adam Reed James McNairRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$60001-24-2018
George Dominello William DominelloRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$39510-30-2017
Dodd Newton Koeckert Nicholas H AngerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,20006-24-2015
Timothy Macnair CahillRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-03-2020
Martha L GibsonRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-03-2020
Christy Marie KennedyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-11-2020
Alan Thomas CirulliRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10001-07-2020
David Joseph MozeleskiRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2019
Susan Macdonald Davis ChatfieldRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2019
Steven A GordonRBC Capital Markets, LLCOppenheimer & Co. Inc.$15003-07-2019
Paul Henri PoulinRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-08-2019
Glenn Simon ZavorskasRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-08-2019
Jane-Ellen Elisbeth SymmesRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-08-2019
Joseph Ijong ChuRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-29-2018
Christopher Lawrence PhillipsRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-29-2018
Adam Luis RichwineRBC Capital Markets, LLCEdward Jones08-27-2018
Thomas James BivonaRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00004-17-2018
Robert R ImpellusoRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00004-17-2018
Joseph Francis TroyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00001-24-2018
Robert Michael CaiazeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00001-24-2018
Adam Mcdonnell ReedRBC Capital Markets, LLCWells Fargo Clearing Services, LLC01-24-2018
Stephen Walter PendergastRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$25311-29-2017
George Carmelo DominelloRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00010-25-2017
William B DominelloRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$1,00010-25-2017
Michael J OcchiutoRBC Capital Markets, LLCJefferies LLC$15002-01-2016
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.