Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Robert CahillRBC Capital Markets, LLCUvest Financial Services Group, Inc.02-12-2009
Patrick Francis DuffRBC Capital Markets, LLCMorgan Stanley$15008-21-2009
Vincent Dominick CrudoRBC Capital Markets, LLCMorgan Stanley$25008-21-2009
Nigel Guy De'AthRBC Capital Markets, LLCMorgan Stanley$50002-25-2010
Matthew WinthropRBC Capital Markets, LLCOppenheimer & Co. Inc.$50007-14-2011
William Matthew LawlorRBC Capital Markets, LLCOppenheimer & Co. Inc.04-30-2012
Marilyn Faye NeckesRBC Capital Markets, LLCMorgan Stanley$10003-28-2013
Jason F. RuimermanRBC Capital Markets, LLCLord Abbett Distributor LLC04-15-2013
Julie Wuk BaeRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2014
Gerald Irwin MaisnerRBC Capital Markets, LLCJanney Montgomery Scott LLC$10012-15-2014
Lisa Dawn NekrichRBC Capital Markets, LLCJanney Montgomery Scott LLC$50012-15-2014
John Henry DeckerRBC Capital Markets, LLCMorgan Stanley$10001-21-2015
Dodd Newton KoeckertRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-24-2015
Nicholas H. AngerRBC Capital Markets, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10006-24-2015
William B. DominelloRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10010-25-2017
George Carmelo DominelloRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$11210-25-2017
Stephen Walter PendergastRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25311-29-2017
Adam Mcdonnell ReedRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$19101-24-2018
Robert Michael CaiazeRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25801-24-2018
Joseph Francis TroyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50001-24-2018
James Louis McnairRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50001-24-2018
Thomas James BivonaRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-17-2018
Robert Romeo ImpellusoRBC Capital Markets, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-17-2018
Elizabeth Lee MulcahyRBC Capital Markets, LLCCharles Schwab & Co., Inc.$50008-20-2018
Adam Luis RichwineRBC Capital Markets, LLCEdward Jones08-27-2018
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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