Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elana Feldstein MiliantaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5002-08-2019
Sarah IvinsRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15007-26-2018
Timothy William GibsonRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-26-2018
John Joseph McDermott IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15004-23-2018
Thomas Michael MonroeRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00004-23-2018
Lynn GrossmanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$11112-02-2016
Brian Faitao VieiraRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC12-02-2016
Jeffrey Gage HainesRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5002-19-2016
Diane Kimberley FisherRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5005-01-2015
Bruce Henry D'AigleRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15005-01-2015
Walter F Wydo Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15005-01-2015
Sean Patrick KilbrideRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5002-03-2012
Matthew Mckinney GarnettRaymond James & Associates, Inc.UBS Financial Services Inc.06-07-2019
Nancy GoldRaymond James & Associates, Inc.UBS Financial Services Inc.12-20-2016
Max J. NeedhamRaymond James & Associates, Inc.UBS Financial Services Inc.05-02-2016
Joel Paul SeldenRaymond James & Associates, Inc.UBS Financial Services Inc.$10004-29-2016
Lawrence ScharfRaymond James & Associates, Inc.UBS Financial Services Inc.$10004-29-2016
David R. CrawRaymond James & Associates, Inc.UBS Financial Services Inc.$10004-29-2016
Maryjo NicholsRaymond James & Associates, Inc.UBS Financial Services Inc.04-29-2016
Gregory E. BrushettRaymond James & Associates, Inc.UBS Asset Management (US) Inc.08-22-2018
Brian Faitao VieiraRaymond James & Associates, Inc.Raymond James & Associates, Inc.10-09-2017
Brandon J. MarinelliRaymond James & Associates, Inc.Northstar Wealth Partners LLC05-27-2016
Wendy Gail CoppolaRaymond James & Associates, Inc.Morgan Stanley$5012-03-2019
David Martin MoranRaymond James & Associates, Inc.Morgan Stanley$5012-03-2019
Derek Frank CiampiniRaymond James & Associates, Inc.Morgan Stanley$5012-03-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.