Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
William David NewmanRaymond James & Associates, Inc.Foresters Financial Services, Inc.$10001-16-2009
Patrick Peter LuckartRaymond James & Associates, Inc.Foresters Financial Services, Inc.12-10-2010
Sean Patrick KilbrideRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5002-03-2012
Walter F Wydo Jr.Raymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15005-01-2015
Jeffrey Gage HainesRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$8802-19-2016
Joel Paul SeldenRaymond James & Associates, Inc.UBS Financial Services Inc.$1,00004-29-2016
Lawrence ScharfRaymond James & Associates, Inc.UBS Financial Services Inc.$10004-29-2016
David R. CrawRaymond James & Associates, Inc.UBS Financial Services Inc.$10004-29-2016
Brandon J. MarinelliRaymond James & Associates, Inc.Northstar Wealth Partners LLC05-27-2016
Jack Lamar Pace Jr.Raymond James & Associates, Inc.Deutsche Bank Securities Inc.$12,25009-06-2016
Richard Owen HassanRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$5,50009-06-2016
Kenneth Charles GermannRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$5,00009-06-2016
Craig Lewis CeroneRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$50009-06-2016
Anthony Mark Fagella Jr.Raymond James & Associates, Inc.Deutsche Bank Securities Inc.$20909-06-2016
James Edward KnightRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$20009-06-2016
David Bunim RosenthalRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$15009-06-2016
Erik FiebertRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$10009-06-2016
Steven M SchneiderRaymond James & Associates, Inc.Deutsche Bank Securities Inc.$10009-06-2016
Brian C KaplanRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Bryan A. StepanianRaymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
James R Fink Jr.Raymond James & Associates, Inc.Deutsche Bank Securities Inc.09-06-2016
Stephen Crathorne CollinsRaymond James & Associates, Inc.Citigroup Global Markets Inc.10-03-2016
Joseph Louis DivesteaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15010-21-2016
Mark J MezzoneRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2016
Lynn GrossmanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$11112-02-2016
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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