Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erika Shawn PapeRaymond James Financial Services, Inc.Key Investment Services LLC06-03-2019
Vincent Michael Camarota Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-31-2018
John Walter Kortze IVRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15007-19-2018
Christopher Edward RuppRaymond James Financial Services, Inc.Morgan Stanley$10006-15-2018
Sean Matthew ScrabaRaymond James Financial Services, Inc.Morgan Stanley06-15-2018
Kevin David GarganoRaymond James Financial Services, Inc.Prudential Annuities Distributors, Inc02-27-2017
Ketan Bhupendra ShahRaymond James Financial Services, Inc.Citizens Securities, Inc.$1001-31-2017
Joseph Gilbert MaurielloRaymond James Financial Services, Inc.MetLife Securities Inc.$2505-25-2016
Joseph Nathan MarkimRaymond James Financial Services, Inc.Santander Securities LLC$104-04-2016
Tiffany Marie LygaRaymond James Financial Services, Inc.Citizens Securities, Inc.$15002-24-2016
David Michael StewartRaymond James Financial Services, Inc.CUNA Brokerage Services, Inc.$5002-12-2016
Larry Jay EpsteinRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2016
Ana Paula FonsecaRaymond James Financial Services, Inc.Santander Securities LLC12-21-2015
Barbara Jean DuchamRaymond James Financial Services, Inc.Infinex Investments, Inc.12-21-2015
Jill Spencer HoneycombRaymond James Financial Services, Inc.Pruco Securities, LLC.$15008-13-2015
Michael Joseph RioloRaymond James Financial Services, Inc.Cadaret, Grant & Co., Inc.06-18-2015
Mark Stephen ColettaRaymond James Financial Services, Inc.HD Vest Investment Services$2505-15-2015
Keith Michael ElisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2511-14-2014
William Edward SmithRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$111-14-2014
Gregory Ernest RufaRaymond James Financial Services, Inc.LPL Financial LLC08-01-2014
Daniel Robert CahillRaymond James Financial Services, Inc.RBC Capital Markets, LLC04-16-2014
Denis Michael O'BrienRaymond James Financial Services, Inc.Morgan Stanley10-25-2013
James BernhardtRaymond James Financial Services, Inc.HD Vest Investment Services08-27-2013
Isabella Roma GriffinRaymond James Financial Services, Inc.UBS Financial Services Inc.$5005-10-2013
Todd P CrawfordRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2012
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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