Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Bernard Coughlin IIIRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2009
Craig Frederick BuhrendorfRaymond James Financial Services, Inc.Morgan Stanley$5006-29-2009
Stephen Paul PolizziRaymond James Financial Services, Inc.Tower Square Securities, Inc.07-09-2009
Thomas Armand Cardini Jr.Raymond James Financial Services, Inc.MetLife Securities Inc.04-21-2010
Robert Terrence TinklerRaymond James Financial Services, Inc.Foresters Financial Services, Inc.$5006-08-2010
Matthew Rowe SweetRaymond James Financial Services, Inc.Infinex Investments, Inc.08-20-2010
Roderick Iain DuxburyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10010-19-2010
Frederick Francis Judd IIIRaymond James Financial Services, Inc.Infinex Investments, Inc.02-14-2011
Kevin John WheelerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1008-15-2011
Dwayne Cedric StallingsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5005-04-2012
Scott Allen MillerRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-11-2012
Linda Jean LeeRaymond James Financial Services, Inc.Morgan Stanley07-02-2012
Russell Penney Cumming Jr.Raymond James Financial Services, Inc.Morgan Stanley07-02-2012
Francis Cooper Lawrance Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5007-09-2012
Richard Paul CamardaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$107-09-2012
Robert Charles GianniniRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-09-2012
Todd P CrawfordRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2012
Isabella Roma GriffinRaymond James Financial Services, Inc.UBS Financial Services Inc.$5005-10-2013
James BernhardtRaymond James Financial Services, Inc.HD Vest Investment Services08-27-2013
Denis Michael O'BrienRaymond James Financial Services, Inc.Morgan Stanley10-25-2013
Daniel Robert CahillRaymond James Financial Services, Inc.RBC Capital Markets, LLC04-16-2014
Gregory Ernest RufaRaymond James Financial Services, Inc.LPL Financial LLC08-01-2014
Keith Michael ElisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2511-14-2014
William Edward SmithRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$111-14-2014
Mark Stephen ColettaRaymond James Financial Services, Inc.HD Vest Investment Services$2505-15-2015
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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