Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Francis BrownRaymond James Financial Services, Inc.Morgan Stanley11-14-2019
George K StambouloglouRaymond James Financial Services, Inc.Infinex Investments, Inc.10-21-2019
Sophie Sobczynski StevensRaymond James Financial Services, Inc.LPL Financial LLC10-11-2019
Erika Shawn PapeRaymond James Financial Services, Inc.Key Investment Services LLC06-03-2019
Alexander Floyd OchseRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-08-2019
Vincent Michael Camarota JrRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-31-2018
Sean Matthew ScrabaRaymond James Financial Services, Inc.Morgan Stanley06-15-2018
Aimee Elizabeth MarcusRaymond James Financial Services, Inc.LPL Financial LLC05-17-2018
Kevin David GarganoRaymond James Financial Services, Inc.Prudential Annuities Distributors, Inc02-27-2017
Ketan Bhupendra ShahRaymond James Financial Services, Inc.Citizens Securities, Inc.01-31-2017
Joseph G MaurielloRaymond James Financial Services, Inc.MetLife Securities Inc.05-25-2016
Leslie S MolkenthinRaymond James Financial Services, Inc.Park Avenue Securities LLC05-18-2016
Larry Jay EpsteinRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2016
Barbara Jean DuchamRaymond James Financial Services, Inc.Infinex Investments, Inc.12-21-2015
William Edward SmithRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC11-14-2014
Robert Charles GianniniRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-09-2012
Richard Paul CamardaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-09-2012
Kevin John WheelerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-15-2011
Roderick Iain DuxburyRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-19-2010
Robert Terrence TinklerRaymond James Financial Services, Inc.Foresters Financial Services, Inc.06-08-2010
Mark Stephen ColettaRaymond James Financial Services, Inc.Avantax Investment Services, Inc.$2505-15-2015
Keith Michael ElisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2511-14-2014
Thomas Edwin CarbinRaymond James Financial Services, Inc.Morgan Stanley$5011-14-2019
Bradford J KidneyRaymond James Financial Services, Inc.Morgan Stanley$5006-15-2018
David Michael StewartRaymond James Financial Services, Inc.CUNA Brokerage Services, Inc.$5002-12-2016
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Showing 1 to 25 of 34 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.