Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erika Shawn PapeRaymond James Financial Services, Inc.Key Investment Services LLC06-03-2019
Vincent Michael Camarota Jr.Raymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC08-31-2018
Sean Matthew ScrabaRaymond James Financial Services, Inc.Morgan Stanley06-15-2018
Kevin David GarganoRaymond James Financial Services, Inc.Prudential Annuities Distributors, Inc02-27-2017
Larry Jay EpsteinRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-04-2016
Ana Paula FonsecaRaymond James Financial Services, Inc.Santander Securities LLC12-21-2015
Barbara Jean DuchamRaymond James Financial Services, Inc.Infinex Investments, Inc.12-21-2015
Michael Joseph RioloRaymond James Financial Services, Inc.Cadaret, Grant & Co., Inc.06-18-2015
Gregory Ernest RufaRaymond James Financial Services, Inc.LPL Financial LLC08-01-2014
Daniel Robert CahillRaymond James Financial Services, Inc.RBC Capital Markets, LLC04-16-2014
Denis Michael O'BrienRaymond James Financial Services, Inc.Morgan Stanley10-25-2013
James BernhardtRaymond James Financial Services, Inc.HD Vest Investment Services08-27-2013
Todd P CrawfordRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-01-2012
Robert Charles GianniniRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC07-09-2012
Linda Jean LeeRaymond James Financial Services, Inc.Morgan Stanley07-02-2012
Russell Penney Cumming Jr.Raymond James Financial Services, Inc.Morgan Stanley07-02-2012
Frederick Francis Judd IIIRaymond James Financial Services, Inc.Infinex Investments, Inc.02-14-2011
Matthew Rowe SweetRaymond James Financial Services, Inc.Infinex Investments, Inc.08-20-2010
Thomas Armand Cardini Jr.Raymond James Financial Services, Inc.MetLife Securities Inc.04-21-2010
Stephen Paul PolizziRaymond James Financial Services, Inc.Tower Square Securities, Inc.07-09-2009
John Bernard Coughlin IIIRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-16-2009
Joseph Nathan MarkimRaymond James Financial Services, Inc.Santander Securities LLC$104-04-2016
William Edward SmithRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$111-14-2014
Richard Paul CamardaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$107-09-2012
Ketan Bhupendra ShahRaymond James Financial Services, Inc.Citizens Securities, Inc.$1001-31-2017
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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