Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Dominic Dayer WildRoyal Alliance Associates, Inc.LPL Financial LLC07-22-2019
Kevin Joseph BeaulieuRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Sheila Louise TomlinsonRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Nathaniel William VinsonRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Jeffrey L RatnerRoyal Alliance Associates, Inc.Signator Investors, Inc.$5011-02-2018
Patrick Ogo EgolumRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Armand Joseph FisherRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Thomas Edward BrownRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Dennis Charles BardoniRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Robert Kimball Dickson Jr.Royal Alliance Associates, Inc.FSC Securities Corporation08-01-2018
Lisa Marie ValerioRoyal Alliance Associates, Inc.National Planning Corporation$1010-16-2017
Charles Malcolm StackRoyal Alliance Associates, Inc.National Planning Corporation10-16-2017
Travis William LaneRoyal Alliance Associates, Inc.Scottrade, Inc.01-31-2013
Donald Joseph BrackenRoyal Alliance Associates, Inc.SagePoint Financial, Inc.01-15-2013

Showing 1 to 14 of 14 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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