Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Robert PardonSecurities America, Inc.Citigroup Global Markets Inc.$5009-23-2009
Neil Thomas DaleySecurities America, Inc.Cetera Advisors LLC$2508-01-2016
Shelley Romaine KingSecurities America, Inc.Waddell & Reed$5010-21-2016
David John WallachSecurities America, Inc.LPL Financial LLC12-19-2016
Andrea Marie PeaseSecurities America, Inc.National Planning Corporation10-13-2017
Lawrence Jay AglerSecurities America, Inc.National Planning Corporation$5010-17-2017
Sandeep Mangubhai PatelSecurities America, Inc.National Planning Corporation$2510-20-2017
Lori Ann BernardSecurities America, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-20-2017
Ty BongiovanniSecurities America, Inc.National Planning Corporation10-20-2017
Edward Stanley MyersSecurities America, Inc.National Planning Corporation10-24-2017
Frank Eugene MetruskySecurities America, Inc.National Planning Corporation$610-24-2017
Kristin Marie HillSecurities America, Inc.National Planning Corporation10-24-2017
Thomas Jeffrey HardeckerSecurities America, Inc.National Planning Corporation$1010-25-2017
Patricia Arnel PuglisiSecurities America, Inc.National Planning Corporation10-25-2017
Frederick Anton LandwehrSecurities America, Inc.National Planning Corporation10-25-2017
Joshua Michael WilsonSecurities America, Inc.National Planning Corporation10-25-2017
Phillip Lawrence DimondSecurities America, Inc.National Planning Corporation$5010-27-2017
Mario Anthony GiovannucciSecurities America, Inc.National Planning Corporation10-31-2017
Mark Stuart SchafferSecurities America, Inc.Scottrade, Inc.$26810-31-2017
Scott Joseph ZavatkaySecurities America, Inc.National Planning Corporation10-31-2017
Brett Daniel DolanSecurities America, Inc.National Planning Corporation10-31-2017
Eric Jason ZimmermanSecurities America, Inc.National Planning Corporation10-31-2017
Kenneth W. CaroneSecurities America, Inc.National Planning Corporation$5010-31-2017
Edward Charles Banks Jr.Securities America, Inc.National Planning Corporation$2510-31-2017
Kenneth Richard HuffineSecurities America, Inc.National Planning Corporation10-31-2017
Next Page »

Showing 1 to 25 of 47 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.