Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Crathorne CollinsUBS Financial Services Inc.Raymond James & Associates, Inc.07-31-2020
David Bunim RosenthalUBS Financial Services Inc.Raymond James & Associates, Inc.$15007-31-2020
Matthew E StendardiUBS Financial Services Inc.Paychex Securities Corporation12-19-2018
Daniel R Adams JrUBS Financial Services Inc.Natixis Distribution, L.P.12-04-2018
Sarah PetroneUBS Financial Services Inc.Morgan Stanley10-12-2018
Phillip Harrison BlairUBS Financial Services Inc.J.P. Morgan Securities LLC09-05-2018
Adam Scott AltwergerUBS Financial Services Inc.J.P. Morgan Securities LLC07-27-2018
Hilda A StreitzUBS Financial Services Inc.Oppenheimer & Co. Inc.$15005-29-2018
James Douglas MildeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-02-2018
Martin M MaffeiUBS Financial Services Inc.Strategic Advisers LLC02-23-2018
Victor PappollaUBS Financial Services Inc.Morgan Stanley02-14-2017
David Peter CasarellaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-13-2017
Meredith L FarberUBS Financial Services Inc.Campbell Williams, Inc.11-15-2016
Dan I OlsonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-28-2016
Robin Demitrius Anderson JrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2202-19-2016
Nicholas P MouraUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-02-2015
Patrick Francis DuffUBS Financial Services Inc.RBC Capital Markets, LLC$17010-09-2015
James Nathaniel ParkerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$7509-02-2015
James Aubrey CrawfordUBS Financial Services Inc.Raymond James Financial Services, Inc.$12003-30-2015
Peter Widmann MaloneyUBS Financial Services Inc.Morgan Stanley02-20-2015
Christopher Francis EckertUBS Financial Services Inc.Morgan Stanley$15010-17-2014
Charles D DayUBS Financial Services Inc.Morgan Stanley$18109-24-2014
Michael B Devito JrUBS Financial Services Inc.Morgan Stanley$10008-29-2014
Jeffrey Adam MillerUBS Financial Services Inc.Morgan Stanley11-01-2013
Daniel Richard AdamsUBS Financial Services Inc.Morgan Stanley$10009-11-2013
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.