Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Meredith Lynn FarberUBS Financial Services Inc.Campbell Williams, Inc.11-15-2016
Robin Demitrius Anderson Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2202-19-2016
Nicholas P MouraUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-02-2015
Patrick Francis DuffUBS Financial Services Inc.RBC Capital Markets, LLC$17010-09-2015
James Nathaniel ParkerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$7509-02-2015
Peter Widmann MaloneyUBS Financial Services Inc.Morgan Stanley02-20-2015
Brett Andrew GoldsteinUBS Financial Services Inc.HSBC Securities (USA) Inc.01-02-2015
Christopher Francis EckertUBS Financial Services Inc.Morgan Stanley$15010-17-2014
Charles Dara DayUBS Financial Services Inc.Morgan Stanley$109-24-2014
Michael B Devito Jr.UBS Financial Services Inc.Morgan Stanley$10008-29-2014
Gerson Robert Ossers Jr.UBS Financial Services Inc.Northwestern Mutual Investment Services, LLC06-03-2014
Jeffrey Adam MillerUBS Financial Services Inc.Morgan Stanley11-01-2013
Laura Silvia AnselmiUBS Financial Services Inc.Morgan Stanley11-01-2013
Daniel Richard AdamsUBS Financial Services Inc.Morgan Stanley$10009-11-2013
Garrett D HoferUBS Financial Services Inc.Morgan Stanley$6409-11-2013
Seth Christopher AdamsUBS Financial Services Inc.Morgan Stanley$15009-11-2013
Jane P PageUBS Financial Services Inc.Wells Fargo Advisors Financial Network, LLC$108-16-2013
Michael Henry HaggertyUBS Financial Services Inc.Weston Securities Corporation04-01-2013
Douglas John DomianUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2512-13-2012
Manly Koji ChurchUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2511-28-2012
Michael Shannon StrykerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15011-28-2012
Courtney Bernice LathropUBS Financial Services Inc.Ameriprise Financial Services, Inc.11-06-2012
David Adam RookasinUBS Financial Services Inc.Morgan Stanley10-12-2012
William Thomas LewisUBS Financial Services Inc.CRT Capital Group LLC09-17-2012
Benjamin Kenney DayUBS Financial Services Inc.Lincoln Financial Securities Corporation08-27-2012
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Showing 1 to 25 of 69 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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