Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Richard Adams Jr.UBS Financial Services Inc.Natixis Distribution, L.P.12-04-2018
Meredith L FarberUBS Financial Services Inc.Campbell Williams, Inc.11-15-2016
Robin Demitrius Anderson Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2202-19-2016
Nicholas P MouraUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-02-2015
Patrick Francis DuffUBS Financial Services Inc.RBC Capital Markets, LLC$10010-09-2015
James Nathaniel ParkerUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$10009-02-2015
James Aubrey CrawfordUBS Financial Services Inc.Raymond James Financial Services, Inc.$10003-30-2015
Peter Widmann MaloneyUBS Financial Services Inc.Morgan Stanley02-20-2015
Brett GoldsteinUBS Financial Services Inc.HSBC Securities (USA) Inc.01-02-2015
Christopher Francis EckertUBS Financial Services Inc.Morgan Stanley$5010-17-2014
Charles D. DayUBS Financial Services Inc.Morgan Stanley$18109-24-2014
Charles Dara DayUBS Financial Services Inc.Morgan Stanley$2509-24-2014
Michael B Devito Jr.UBS Financial Services Inc.Morgan Stanley08-29-2014
Jeffrey Adam MillerUBS Financial Services Inc.Morgan Stanley11-01-2013
Daniel Richard AdamsUBS Financial Services Inc.Morgan Stanley$5009-11-2013
Seth Christopher AdamsUBS Financial Services Inc.Morgan Stanley09-11-2013
Garrett D HoferUBS Financial Services Inc.Morgan Stanley09-11-2013
Jane P. PageUBS Financial Services Inc.Wells Fargo Advisors Financial Network, LLC08-16-2013
Michael H. HaggertyUBS Financial Services Inc.Weston Securities Corporation04-01-2013
Douglas John DomianUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-13-2012
Manly Koji ChurchUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5011-28-2012
Michael Shannon StrykerUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1011-28-2012
William Thomas LewisUBS Financial Services Inc.CRT Capital Group LLC09-17-2012
Elma Lee MohanUBS Financial Services Inc.Janney Montgomery Scott LLC$10006-29-2012
Paul David SapiroUBS Financial Services Inc.Morgan Stanley04-19-2012
Next Page »

Showing 1 to 25 of 54 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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