Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Richard Adams Jr.UBS Financial Services Inc.Natixis Distribution, L.P.12-04-2018
Sarah PetroneUBS Financial Services Inc.Morgan Stanley10-12-2018
Adam Scott AltwergerUBS Financial Services Inc.J.P. Morgan Securities LLC07-27-2018
James Douglas MildeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-02-2018
Martin M. MaffeiUBS Financial Services Inc.Strategic Advisers LLC02-23-2018
Zachary James AuglianoUBS Financial Services Inc.Ameritas Investment Corp.07-19-2017
Victor PappollaUBS Financial Services Inc.Morgan Stanley02-14-2017
Meredith L FarberUBS Financial Services Inc.Campbell Williams, Inc.11-15-2016
Nicholas P MouraUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-02-2015
Peter Widmann MaloneyUBS Financial Services Inc.Morgan Stanley02-20-2015
Brett GoldsteinUBS Financial Services Inc.HSBC Securities (USA) Inc.01-02-2015
Gerson Robert Ossers Jr.UBS Financial Services Inc.Northwestern Mutual Investment Services, LLC06-03-2014
Jeffrey Adam MillerUBS Financial Services Inc.Morgan Stanley11-01-2013
Laura Silvia AnselmiUBS Financial Services Inc.Morgan Stanley11-01-2013
Michael H. HaggertyUBS Financial Services Inc.Weston Securities Corporation04-01-2013
Courtney Bernice LathropUBS Financial Services Inc.Ameriprise Financial Services, Inc.11-06-2012
William Thomas LewisUBS Financial Services Inc.CRT Capital Group LLC09-17-2012
Benjamin Kenney DayUBS Financial Services Inc.Lincoln Financial Securities Corporation08-27-2012
Richard Joseph AppaluccioUBS Financial Services Inc.Prudential Investment Management Services LLC05-15-2012
Patrick George ColliganUBS Financial Services Inc.Morgan Stanley05-10-2012
Christopher Michael SpahnUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-23-2012
Shepard Tuttle StevensUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-18-2011
Martin Patrick MclaughlinUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-26-2010
Martin Paul McLaughlinUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-26-2010
Kevin Michael NewUBS Financial Services Inc.Morgan Stanley07-21-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.