Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Garrett D HoferUBS Financial Services Inc.Morgan Stanley$64009-11-2013
Christopher Francis EckertUBS Financial Services Inc.Morgan Stanley$50010-17-2014
Daniel Richard AdamsUBS Financial Services Inc.Morgan Stanley$50009-11-2013
Douglas John DomianUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50012-13-2012
Manly Koji ChurchUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50011-28-2012
David Adam RookasinUBS Financial Services Inc.Morgan Stanley$50010-12-2012
Brendan M ReidyUBS Financial Services Inc.Morgan Stanley$50002-15-2012
Glenn Albert HamlerUBS Financial Services Inc.Stifel, Nicolaus & Company, Incorporated$50009-30-2010
Harriet ParkerUBS Financial Services Inc.Morgan Stanley$50007-23-2010
Richard John ZorenaUBS Financial Services Inc.Citigroup Global Markets Inc.$50004-30-2009
David Keith EllovichUBS Financial Services Inc.Citigroup Global Markets Inc.$50004-24-2009
James Peter FlynnUBS Financial Services Inc.Citigroup Global Markets Inc.$50004-24-2009
Daniel Walter KeatingUBS Financial Services Inc.Citigroup Global Markets Inc.$50004-24-2009
Richard Anton CyphersUBS Financial Services Inc.Citigroup Global Markets Inc.$50004-02-2009
Jared B DubeyUBS Financial Services Inc.Citigroup Global Markets Inc.$50004-02-2009
Gregory Dayton MillerUBS Financial Services Inc.AllianceBernstein L.P.$50001-29-2009
Charles Dara DayUBS Financial Services Inc.Morgan Stanley$25009-24-2014
Barbara Vatrt CarterUBS Financial Services Inc.Commonwealth Financial Network$25006-28-2012
James Edgar IsemanUBS Financial Services Inc.Morgan Stanley$25003-09-2012
Mark Leslie MohanUBS Financial Services Inc.Janney Montgomery Scott LLC$25010-31-2011
Kevin A ToohillUBS Financial Services Inc.Citigroup Global Markets Inc.$25002-27-2009
Hilda A StreitzUBS Financial Services Inc.Oppenheimer & Co. Inc.$15005-29-2018
Seth Christopher AdamsUBS Financial Services Inc.Morgan Stanley$15009-11-2013
Paul David SapiroUBS Financial Services Inc.Morgan Stanley$15004-19-2012
Kyle Friederich HublitzUBS Financial Services Inc.Citigroup Global Markets Inc.$15002-27-2009
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Showing 1 to 25 of 91 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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