Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Michael NewUBS Financial Services Inc.Morgan Stanley07-21-2010
Christopher J Parker Jr.UBS Financial Services Inc.Morgan Stanley$10007-23-2010
Harriet ParkerUBS Financial Services Inc.Morgan Stanley$50007-23-2010
Frank Joseph Lockwood Jr.UBS Financial Services Inc.Morgan Stanley$10008-18-2010
Sharon Leigh AllemanUBS Financial Services Inc.Morgan Stanley$10011-18-2011
Brendan M ReidyUBS Financial Services Inc.Morgan Stanley$50002-15-2012
James Edgar IsemanUBS Financial Services Inc.Morgan Stanley$25003-09-2012
Paul David SapiroUBS Financial Services Inc.Morgan Stanley$15004-19-2012
Patrick George ColliganUBS Financial Services Inc.Morgan Stanley05-10-2012
David Adam RookasinUBS Financial Services Inc.Morgan Stanley$50010-12-2012
Seth Christopher AdamsUBS Financial Services Inc.Morgan Stanley$15009-11-2013
Daniel Richard AdamsUBS Financial Services Inc.Morgan Stanley$50009-11-2013
Garrett D HoferUBS Financial Services Inc.Morgan Stanley$64009-11-2013
Jeffrey Adam MillerUBS Financial Services Inc.Morgan Stanley11-01-2013
Laura Silvia AnselmiUBS Financial Services Inc.Morgan Stanley11-01-2013
Michael B Devito Jr.UBS Financial Services Inc.Morgan Stanley$10008-29-2014
Charles Dara DayUBS Financial Services Inc.Morgan Stanley$25009-24-2014
Christopher Francis EckertUBS Financial Services Inc.Morgan Stanley$50010-17-2014
Peter Widmann MaloneyUBS Financial Services Inc.Morgan Stanley02-20-2015
Victor PappollaUBS Financial Services Inc.Morgan Stanley02-14-2017
Sarah PetroneUBS Financial Services Inc.Morgan Stanley10-12-2018

Showing 1 to 21 of 21 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.