Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Russell ArmogidaVoya Financial Advisors, Inc.Waddell & Reed$5207-20-2018
Clare Elizabeth SheridanVoya Financial Advisors, Inc.Charles Schwab & Co., Inc.03-02-2018
John Raymond LandryVoya Financial Advisors, Inc.Waddell & Reed$1802-27-2018
Brian Kenneth PotokVoya Financial Advisors, Inc.AssetMark Brokerage, LLC02-20-2018
Frank Paul Zocco Jr.Voya Financial Advisors, Inc.Cambridge Investment Research, Inc.$5002-20-2018
Sean Robert SullivanVoya Financial Advisors, Inc.Securities America, Inc.03-07-2017
Louis J CzerwinskiVoya Financial Advisors, Inc.LPL Financial LLC10-03-2016
Joanna Sammy-SasieneVoya Financial Advisors, Inc.LPL Financial LLC05-11-2016
Laurel Elizabeth HardyVoya Financial Advisors, Inc.Bespoke Wealth Management01-21-2016
Tyler Reed BolingVoya Financial Advisors, Inc.Parkland Securities, LLC12-02-2015
Nancy Kulik HolsteinVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2015
Catherine M JacksonVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2015
John Paul GagliotiVoya Financial Advisors, Inc.Fidelity Brokerage Services LLC01-26-2015
Matthew Gilbert JohnsonVoya Financial Advisors, Inc.VP Distributors LLC01-20-2015
Gregory Kelly SpringfieldVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.03-18-2014
Steven Paul ChoquetteVoya Financial Advisors, Inc.New England Securities11-15-2013
Linda Jean LeeVoya Financial Advisors, Inc.Raymond James Financial Services, Inc.10-22-2012
Keith WilliamsVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.$5008-03-2012
Patrick Stuart GriffinVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2011
Robert Arthur GoodenoughVoya Financial Advisors, Inc.Prudential Investment Management Services LLC07-25-2011
Joseph Christopher GallantVoya Financial Advisors, Inc.Oppenheimer & Co. Inc.$5004-15-2011
Gregory F. AdamsVoya Financial Advisors, Inc.MetLife Securities Inc.04-16-2010
Edgar Ernest ShirleyVoya Financial Advisors, Inc.Lincoln Financial Advisors Corporation02-01-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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