Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leo Frank Palliardi JrVoya Financial Advisors, Inc.Waddell & Reed03-25-2019
Brian Russell ArmogidaVoya Financial Advisors, Inc.Waddell & Reed$5207-20-2018
John Raymond LandryVoya Financial Advisors, Inc.Waddell & Reed$1802-27-2018
Dominic QuattrucciVoya Financial Advisors, Inc.Waddell & Reed01-03-2011
Keith WilliamsVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.$5008-03-2012
John Paul GagliotiVoya Financial Advisors, Inc.Strategic Advisers LLC01-26-2015
Linda Jean LeeVoya Financial Advisors, Inc.Raymond James Financial Services, Inc.10-22-2012
Robert Arthur GoodenoughVoya Financial Advisors, Inc.Prudential Investment Management Services LLC07-25-2011
Tyler Reed BolingVoya Financial Advisors, Inc.Parkland Securities, LLC12-02-2015
Ellis Andrew HiltzVoya Financial Advisors, Inc.Park Avenue Securities LLC12-01-2016
Andrew Scott ElishVoya Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC02-18-2020
Steven Paul ChoquetteVoya Financial Advisors, Inc.New England Securities11-15-2013
Dawn Marie McCartanVoya Financial Advisors, Inc.MetLife Investors Distribution Company01-14-2014
Matthew John SondriniVoya Financial Advisors, Inc.MetLife Investors Distribution Company01-17-2011
Conor Gene MooreVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-03-2016
Nancy K HolsteinVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2015
David John Ross JrVoya Financial Advisors, Inc.Hartford Equity Sales Company Inc.08-17-2009
Isaiah Ralph GrahamVoya Financial Advisors, Inc.Foresters Financial Services, Inc.06-14-2019
Jillian Marie LacaresseVoya Financial Advisors, Inc.Foresters Financial Services, Inc.12-01-2016
Adam Michael BouleyVoya Financial Advisors, Inc.First Citizens Investor Services, Inc.05-18-2020
David Scott CulverVoya Financial Advisors, Inc.Fidelity Personal and Workplace Advisors01-06-2020
Linda Ubertalli PersechinoVoya Financial Advisors, Inc.Essex Financial Services, Inc.02-22-2016
Todd Deyan BowerVoya Financial Advisors, Inc.Edward Jones01-06-2020
Clare Elizabeth SheridanVoya Financial Advisors, Inc.Charles Schwab & Co., Inc.03-02-2018
Frank Paul Zocco JrVoya Financial Advisors, Inc.Cambridge Investment Research, Inc.$5002-20-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.