Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Net Losses
| Firm | Total Moves |
| 1. FSC Securities Corporation | 64 |
| 2. Merrill Lynch, Pierce, Fenner & Smith Incorporated | 38 |
| 3. Wells Fargo Clearing Services, LLC | 30 |
| 4. Morgan Stanley | 23 |
| 5. AXA Advisors, LLC | 15 |
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Frank Persampieri | Voya Financial Advisors, Inc. | Crossmark Distributors, Inc. | — | 08-20-2019 |
| Frank Persampieri | Voya Financial Advisors, Inc. | Crossmark Distributors, Inc. | — | 08-20-2019 |
| Clare Elizabeth Sheridan | Voya Financial Advisors, Inc. | Charles Schwab & Co., Inc. | — | 03-02-2018 |
| Ellis Andrew Hiltz | Voya Financial Advisors, Inc. | Park Avenue Securities LLC | — | 12-01-2016 |
| Louis Joseph Czerwinski | Voya Financial Advisors, Inc. | LPL Financial LLC | — | 10-03-2016 |
| Tyler R. Boling | Voya Financial Advisors, Inc. | Parkland Securities, LLC | — | 12-02-2015 |
| Brian Douglas Emde | Voya Financial Advisors, Inc. | Cetera Advisors LLC | — | 06-26-2015 |
| Nancy Kulik Holstein | Voya Financial Advisors, Inc. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | — | 03-05-2015 |
| John Paul Gaglioti | Voya Financial Advisors, Inc. | Fidelity Brokerage Services LLC | — | 01-26-2015 |
| Gregory Kelly Springfield | Voya Financial Advisors, Inc. | VALIC Financial Advisors, Inc. | — | 03-18-2014 |
| Steven Paul Choquette | Voya Financial Advisors, Inc. | New England Securities | — | 11-15-2013 |
| Linda Jean Lee | Voya Financial Advisors, Inc. | Raymond James Financial Services, Inc. | — | 10-22-2012 |
| Keith Williams | Voya Financial Advisors, Inc. | VALIC Financial Advisors, Inc. | — | 08-03-2012 |
| Robert Arthur Goodenough | Voya Financial Advisors, Inc. | Prudential Investment Management Services LLC | — | 07-25-2011 |
| Alyssa Marie Phillips | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 06-09-2011 |
| Joseph Christopher Gallant | Voya Financial Advisors, Inc. | Oppenheimer & Co. Inc. | — | 04-15-2011 |
| Marty Baron | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 01-03-2011 |
| Maryellen Fenlon Gordon | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 01-03-2011 |
| Scott Whiteman Reed | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 01-03-2011 |
| Bryant Woodrow Westcoat | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 01-03-2011 |
| Vincent Sebastian Giuliano | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 01-03-2011 |
| Timothy Gilbert Lassen | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 01-03-2011 |
| Stefan Nabih Sabbagh | Voya Financial Advisors, Inc. | Voya Financial Partners, LLC | — | 12-13-2010 |
| John Raymond Landry | Voya Financial Advisors, Inc. | Waddell & Reed | $18 | 02-27-2018 |
| Frank Paul Zocco Jr. | Voya Financial Advisors, Inc. | Cambridge Investment Research, Inc. | $50 | 02-20-2018 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
