Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Keron A EdwardsWaddell & ReedMorgan Stanley09-15-2016
Richard Vincent LasalaWaddell & ReedKedem Capital Corporation08-18-2016
Brett Andrew BoissonneaultWaddell & ReedForesters Financial Services, Inc.05-16-2016
Ralph FernandezWaddell & ReedDavid Lerner Associates, Inc.04-25-2016
Miklos Stefan Gudricza Jr.Waddell & ReedDavid Lerner Associates, Inc.09-02-2015
Simon John McdonaldWaddell & ReedA.G.P. / Alliance Global Partners07-16-2015
Andre AflaloWaddell & ReedDavid Lerner Associates, Inc.$207-03-2015
Jordan Scott KernerWaddell & ReedDavid Lerner Associates, Inc.07-02-2015
Charles Edward PetersonWaddell & ReedWells Fargo Clearing Services, LLC12-10-2014
Nicholas PetronchakWaddell & ReedForesters Financial Services, Inc.09-19-2014
Brian Russell ArmogidaWaddell & ReedEdward Jones08-21-2014
John Francis BaneyWaddell & ReedPruco Securities, LLC.06-19-2014
Thomas Charles MartinWaddell & ReedMetLife Securities Inc.03-06-2014
Joseph Patrick McdonaghWaddell & ReedMML Investors Services, LLC12-04-2013
Mark Steven SobelWaddell & ReedMorgan Stanley11-15-2013
Charles Marion FettersWaddell & ReedCitizens Securities, Inc.12-27-2012
Andrea Lee WolfeWaddell & ReedCitizens Securities, Inc.12-13-2012
Carl Everest PeruzzottiWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated09-14-2012
Richard Clark Sprinthall Jr.Waddell & ReedSignator Investors, Inc.07-31-2012
John G MirabitoWaddell & ReedAXA Advisors, LLC07-26-2012
Thomas A. KesterWaddell & ReedWells Fargo Clearing Services, LLC11-04-2011
Denise FilardoWaddell & ReedClient One Securities LLC07-01-2011
Joseph David FalconeWaddell & ReedJanney Montgomery Scott LLC03-24-2011
Craig Bernard CacaseWaddell & ReedLPL Financial LLC07-26-2010
Joseph John PalmucciWaddell & ReedMorgan Stanley$105-18-2010
Next Page »

Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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