Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lucas Alexander Van ZandtWaddell & ReedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10009-01-2009
Jonathan Herbert BensonWaddell & ReedMML Investors Services, LLC$15001-26-2010
Joseph J. PalmucciWaddell & ReedMorgan Stanley05-18-2010
Craig Bernard CacaseWaddell & ReedLPL Financial LLC07-26-2010
Joseph David FalconeWaddell & ReedJanney Montgomery Scott LLC$10003-24-2011
Denise FilardoWaddell & ReedClient One Securities LLC07-01-2011
Thomas A. KesterWaddell & ReedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-04-2011
John G MirabitoWaddell & ReedAXA Advisors, LLC07-26-2012
Richard Clark Sprinthall Jr.Waddell & ReedSignator Investors, Inc.07-31-2012
Carl Everest PeruzzottiWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-14-2012
Andrea Lee WolfeWaddell & ReedCitizens Securities, Inc.12-13-2012
Charles Marion FettersWaddell & ReedCitizens Securities, Inc.$25012-27-2012
Mark Steven SobelWaddell & ReedMorgan Stanley$10011-15-2013
Joseph Patrick McDonaghWaddell & ReedMML Investors Services, LLC12-04-2013
Thomas Charles MartinWaddell & ReedMetLife Securities Inc.03-06-2014
John Francis BaneyWaddell & ReedPruco Securities, LLC.06-19-2014
Brian Russell ArmogidaWaddell & ReedEdward Jones$50008-21-2014
Nicholas PetronchakWaddell & ReedForesters Financial Services, Inc.09-19-2014
Charles Edward PetersonWaddell & ReedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-10-2014
Jordan Scott KernerWaddell & ReedDavid Lerner Associates, Inc.07-02-2015
Andre AflaloWaddell & ReedDavid Lerner Associates, Inc.$25007-03-2015
Simon John McdonaldWaddell & ReedA.G.P / Alliance Global Partners07-16-2015
Miklos Stefan Gudricza Jr.Waddell & ReedDavid Lerner Associates, Inc.09-02-2015
Ralph FernandezWaddell & ReedDavid Lerner Associates, Inc.$10004-25-2016
Brett Andrew BoissonneaultWaddell & ReedForesters Financial Services, Inc.05-16-2016
Next Page »

Showing 1 to 25 of 29 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.