Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicole Alexis HigginsWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC12-05-2017
D Roy ChoudhuryWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC07-20-2011
Jenna Rachel FioreWells Fargo Clearing Services, LLCAXA Advisors, LLC08-03-2015
Mark Talbot AmesWells Fargo Clearing Services, LLCAXA Advisors, LLC06-27-2012
Eric Paul LovasWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.09-18-2009
Richard Andre QuirionWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5004-27-2009
Christian FragosoWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.03-27-2009
Vincent Carl Feijoo Jr.Wells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$2503-27-2009
Kevin Francis Driscoll Sr.Wells Fargo Clearing Services, LLCBarclays Capital Inc.12-12-2014
Gregory John BavedasWells Fargo Clearing Services, LLCCambridge Investment Research, Inc.09-19-2018
Jeffrey Bart CohenWells Fargo Clearing Services, LLCCAP Advisors LLC10-05-2012
Kevin Michael FlynnWells Fargo Clearing Services, LLCCeros Financial Services, Inc.01-10-2018
Eric P. DrakeWells Fargo Clearing Services, LLCChase Investment Services Corp.05-04-2012
William Albert HansenWells Fargo Clearing Services, LLCChase Investment Services Corp.11-11-2011
Jo Ann Swatt-CsireWells Fargo Clearing Services, LLCChase Investment Services Corp.07-01-2011
Anne Maureen DebowesWells Fargo Clearing Services, LLCChase Investment Services Corp.07-01-2011
Lawrence Sean BurkeWells Fargo Clearing Services, LLCChase Investment Services Corp.$15002-03-2011
John AntonakisWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-04-2015
Leon E. AkavalosWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-01-2014
Sylvia Nelly GuinanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2505-29-2009
George W MurphyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2505-01-2009
Robert Bruce HealdWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5004-03-2009
Kevin Richard KellyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-20-2009
Scott Edward KellyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1003-06-2009
Matthew David TrueWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-06-2009
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Showing 1 to 25 of 169 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.